Who owns First Trust Ultra Short Duration Municipal ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FUMB from SEC Form 13F filings across 84 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 84 institutions disclosed 8.0M shares of First Trust Ultra Short Duration Municipal ETF worth $161.3M — about 66.4% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
84
13F holders
$161.3M
value, 2026 filers
66.4%
of shares outstanding (8.0M sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FUMB's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 778,240 | $15.6M | 0.0% | 6.4% | +17.7% |
| 2 | WELLS FARGO & COMPANY/MN | 669,696 | $13.4M | 0.0% | 5.5% | +3.1% |
| 3 | LPL Financial LLC | 652,475 | $13.1M | 0.0% | 5.4% | -25.8% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 646,309 | $13.0M | 0.0% | 5.3% | +121.8% |
| 5 | GSG Advisors LLC | 517,719 | $10.4M | 2.3% | 4.3% | +3040.5% |
| 6 | ROYAL BANK OF CANADA | 348,015 | $7.0M | 0.0% | 2.9% | +0.6% |
| 7 | OSAIC HOLDINGS, INC. | 344,084 | $6.9M | 0.0% | 2.8% | +89.2% |
| 8 | RAYMOND JAMES FINANCIAL INC | 337,934 | $6.8M | 0.0% | 2.8% | +22.0% |
| 9 | NewEdge Advisors, LLC | 256,610 | $5.1M | 0.0% | 2.1% | +2.3% |
| 10 | VAQUERO PRIVATE WEALTH, LTDNEW | 237,797 | $4.8M | 1.0% | 2% | new |
| 11 | UBS Group AG | 229,246 | $4.6M | 0.0% | 1.9% | +8.0% |
| 12 | JPMORGAN CHASE & CO | 171,091 | $3.4M | 0.0% | 1.4% | -37.9% |
| 13 | J.W. COLE ADVISORS, INC. | 158,631 | $3.2M | 0.1% | 1.3% | +3.3% |
| 14 | KESTRA PRIVATE WEALTH SERVICES, LLC | 157,770 | $3.2M | 0.0% | 1.3% | +6.1% |
| 15 | Kestra Advisory Services, LLC | 141,231 | $2.8M | 0.0% | 1.2% | +13.4% |
| 16 | Rockefeller Capital Management L.P. | 125,283 | $2.5M | 0.0% | 1% | -3.9% |
| 17 | Baird Financial Group, Inc. | 124,370 | $2.5M | 0.0% | 1% | 0.0% |
| 18 | Gateway Wealth Partners, LLC | 109,033 | $2.2M | 0.1% | 0.9% | -58.1% |
| 19 | Insight Inv LLC | 108,495 | $2.2M | 1.0% | 0.9% | -0.4% |
| 20 | Thrivent Financial for Lutherans | 99,686 | $2.0M | 0.0% | 0.8% | +8.2% |
| 21 | TRUIST FINANCIAL CORP | 94,740 | $1.9M | 0.0% | 0.8% | -14.0% |
| 22 | Cambridge Investment Research Advisors, Inc. | 93,438 | $1.9M | 0.0% | 0.8% | +1.4% |
| 23 | Cetera Investment Advisers | 89,304 | $1.8M | 0.0% | 0.7% | -2.9% |
| 24 | CAPITAL FINANCIAL GROUP INC\CO\ /ADV | 82,431 | $1.7M | 0.9% | 0.7% | +1.8% |
| 25 | White Wing Wealth ManagementNEW | 79,877 | $1.6M | 0.8% | 0.7% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.