Who owns First Trust Ultra Short Duration Municipal ETF?
Institutional ownership of FUMB from SEC Form 13F filings across 70 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
70
13F holders
$130.0M
value, 2026 filers
56.2%
of shares outstanding (6.8M sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FUMB's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 778,240 | $15.6M | 0.0% | 6.4% | +17.7% |
| 2 | WELLS FARGO & COMPANY/MN | 669,696 | $13.4M | 0.0% | 5.5% | +3.1% |
| 3 | LPL Financial LLC | 652,475 | $13.1M | 0.0% | 5.4% | -25.8% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 646,309 | $13.0M | 0.0% | 5.3% | +121.8% |
| 5 | ROYAL BANK OF CANADA | 348,015 | $7.0M | 0.0% | 2.9% | +0.6% |
| 6 | OSAIC HOLDINGS, INC. | 344,084 | $6.9M | 0.0% | 2.8% | +89.2% |
| 7 | RAYMOND JAMES FINANCIAL INC | 337,934 | $6.8M | 0.0% | 2.8% | +22.0% |
| 8 | NewEdge Advisors, LLC | 256,610 | $5.1M | 0.0% | 2.1% | +2.3% |
| 9 | UBS Group AG | 229,246 | $4.6M | 0.0% | 1.9% | +8.0% |
| 10 | Cambridge Investment Research Advisors, Inc. | 186,876 | $3,748 | 0.0% | 1.5% | +102.8% |
| 11 | JPMORGAN CHASE & CO | 171,091 | $3.4M | 0.0% | 1.4% | -37.9% |
| 12 | J.W. COLE ADVISORS, INC. | 158,631 | $3.2M | 0.1% | 1.3% | +3.3% |
| 13 | KESTRA PRIVATE WEALTH SERVICES, LLC | 157,770 | $3.2M | 0.0% | 1.3% | +6.1% |
| 14 | Kestra Advisory Services, LLC | 141,231 | $2.8M | 0.0% | 1.2% | +13.4% |
| 15 | Rockefeller Capital Management L.P. | 125,283 | $2.5M | 0.0% | 1% | -3.9% |
| 16 | Baird Financial Group, Inc. | 124,370 | $2.5M | 0.0% | 1% | 0.0% |
| 17 | Gateway Wealth Partners, LLC | 109,033 | $2.2M | 0.1% | 0.9% | -58.1% |
| 18 | Thrivent Financial for Lutherans | 99,686 | $1,999 | 0.0% | 0.8% | +8.2% |
| 19 | TRUIST FINANCIAL CORP | 94,740 | $1.9M | 0.0% | 0.8% | -14.0% |
| 20 | Cetera Investment Advisers | 89,304 | $1.8M | 0.0% | 0.7% | -2.9% |
| 21 | White Wing Wealth ManagementNEW | 79,877 | $1.6M | 0.8% | 0.7% | new |
| 22 | ENVESTNET ASSET MANAGEMENT INC | 79,473 | $1.6M | 0.0% | 0.7% | -15.4% |
| 23 | Sanctuary Advisors, LLC | 69,073 | $1.4M | 0.0% | 0.6% | +6.2% |
| 24 | Summit Financial, LLC | 66,504 | $1.3M | 0.0% | 0.5% | +29.0% |
| 25 | Mainsail Financial Group, LLC | 62,540 | $1.3M | 0.4% | 0.5% | -34.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.