Who owns First Trust Energy AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FXN from SEC Form 13F filings across 131 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 131 institutions disclosed 12.1M shares of First Trust Energy AlphaDEX Fund worth $238.9M — about 80.6% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
131
13F holders
$238.9M
value, 2026 filers
80.6%
of shares outstanding (12.1M sh)
23
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FXN's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1.6M | $31.8M | 0.0% | 10.5% | -44.7% |
| 2 | WELLS FARGO & COMPANY/MN | 1.5M | $30.0M | 0.0% | 9.9% | -7.7% |
| 3 | LPL Financial LLC | 1.2M | $23.8M | 0.0% | 7.9% | -17.6% |
| 4 | RAYMOND JAMES FINANCIAL INC | 823,638 | $16.7M | 0.0% | 5.5% | +28.7% |
| 5 | Qube Research & Technologies Ltd | 599,541 | $12.1M | 0.0% | 4% | +59954000.0% |
| 6 | Summit Financial, LLC | 519,974 | $10.5M | 0.1% | 3.5% | +233.3% |
| 7 | ROYAL BANK OF CANADA | 515,806 | $10.4M | 0.0% | 3.4% | +58.6% |
| 8 | UBS Group AG | 327,243 | $6.6M | 0.0% | 2.2% | -41.9% |
| 9 | Virtue Capital Management, LLC | 302,856 | $6.1M | 0.8% | 2% | -15.3% |
| 10 | BENJAMIN EDWARDS INC | 267,084 | $5.4M | 0.0% | 1.8% | +197.7% |
| 11 | BANK OF AMERICA CORP /DE/ | 244,890 | $5.0M | 0.0% | 1.6% | -56.6% |
| 12 | TWO SIGMA INVESTMENTS, LP | 244,642 | $4.9M | 0.0% | 1.6% | +518.7% |
| 13 | D. E. Shaw & Co., Inc.NEW | 219,719 | $4.4M | 0.0% | 1.5% | new |
| 14 | Tower Research Capital LLC (TRC) | 219,004 | $4.4M | 0.1% | 1.5% | +655.9% |
| 15 | GOLDMAN SACHS GROUP INC | 201,144 | $4.1M | 0.0% | 1.3% | +87.4% |
| 16 | GREENUP STREET WEALTH MANAGEMENT LLCNEW | 190,700 | $3.9M | 0.5% | 1.3% | new |
| 17 | Independent Advisor Alliance | 188,500 | $3.8M | 0.1% | 1.3% | -33.9% |
| 18 | Cambridge Investment Research Advisors, Inc. | 150,980 | $3,054 | 0.0% | 1% | -57.0% |
| 19 | GTS SECURITIES LLCNEW | 150,193 | $3.0M | 0.1% | 1% | new |
| 20 | Crumly & Associates Inc. | 140,849 | $2.8M | 0.5% | 0.9% | -27.1% |
| 21 | Equitable Holdings, Inc. | 138,613 | $2.8M | 0.0% | 0.9% | +291.9% |
| 22 | STIFEL FINANCIAL CORP | 133,964 | $2.7M | 0.0% | 0.9% | -31.0% |
| 23 | NewEdge Advisors, LLC | 120,431 | $2.4M | 0.0% | 0.8% | -50.0% |
| 24 | OSAIC HOLDINGS, INC. | 118,684 | $2.4M | 0.0% | 0.8% | +13.1% |
| 25 | Cetera Investment Advisers | 115,604 | $2.3M | 0.0% | 0.8% | +2.3% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.