Who owns First Trust Financials AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FXO from SEC Form 13F filings across 222 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 222 institutions disclosed 10.7M shares of First Trust Financials AlphaDEX Fund worth $665.0M — about 29.4% of shares outstanding; the largest disclosed holder is WELLS FARGO & COMPANY/MN. Source: SEC Form 13F filings, parsed by EvidInvest.
222
13F holders
$665.0M
value, 2026 filers
29.4%
of shares outstanding (10.7M sh)
25
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FXO's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1.8M | $112.7M | 0.0% | 5% | -1.6% |
| 2 | MORGAN STANLEY | 1.4M | $86.2M | 0.0% | 3.8% | -11.7% |
| 3 | LPL Financial LLC | 973,096 | $60.8M | 0.0% | 2.7% | -4.2% |
| 4 | RAYMOND JAMES FINANCIAL INC | 882,643 | $55.1M | 0.0% | 2.4% | -1.6% |
| 5 | BANK OF AMERICA CORP /DE/ | 451,816 | $28.2M | 0.0% | 1.2% | -3.3% |
| 6 | UBS Group AG | 360,777 | $22.5M | 0.0% | 1% | -11.1% |
| 7 | WCG Wealth Advisors LLC | 324,995 | $20.3M | 0.5% | 0.9% | +7.0% |
| 8 | EARNED WEALTH ADVISORS, LLC | 245,103 | $15.3M | 1.0% | 0.7% | -3.1% |
| 9 | STIFEL FINANCIAL CORP | 212,251 | $13.3M | 0.0% | 0.6% | -15.8% |
| 10 | AMERIPRISE FINANCIAL INC | 199,654 | $12.5M | 0.0% | 0.6% | -30.0% |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | 193,074 | $12.1M | 0.0% | 0.5% | -10.1% |
| 12 | TradeWell Securities, LLC. | 161,354 | $10.1M | 3.6% | 0.4% | +8.1% |
| 13 | Janney Montgomery Scott LLC | 158,128 | $9.9M | 0.0% | 0.4% | -1.7% |
| 14 | PERRYMAN FINANCIAL ADVISORY INC /AD | 156,419 | $9.8M | 1.3% | 0.4% | +1.8% |
| 15 | D.A. DAVIDSON & CO. | 145,719 | $9.1M | 0.1% | 0.4% | -5.0% |
| 16 | ENVESTNET ASSET MANAGEMENT INC | 127,757 | $8.0M | 0.0% | 0.4% | -6.3% |
| 17 | Cambridge Investment Research Advisors, Inc. | 105,889 | $6.6M | 0.0% | 0.3% | -1.3% |
| 18 | Cetera Investment Advisers | 103,678 | $6.5M | 0.0% | 0.3% | -1.0% |
| 19 | OSAIC HOLDINGS, INC. | 97,304 | $6.1M | 0.0% | 0.3% | -3.1% |
| 20 | Rockefeller Capital Management L.P. | 94,668 | $5.9M | 0.0% | 0.3% | -4.7% |
| 21 | ROYAL BANK OF CANADA | 79,697 | $5.0M | 0.0% | 0.2% | -62.4% |
| 22 | Proactive Wealth Strategies LLC | 71,574 | $4.5M | 0.7% | 0.2% | -7.6% |
| 23 | SFI Advisors, LLC | 71,126 | $4.4M | 3.8% | 0.2% | -1.4% |
| 24 | TRUIST FINANCIAL CORP | 70,866 | $4.4M | 0.0% | 0.2% | -15.2% |
| 25 | TWO SIGMA INVESTMENTS, LP | 70,200 | $4.4M | 0.0% | 0.2% | -65.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.