Who owns First Trust Utilities AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FXU from SEC Form 13F filings across 198 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 198 institutions disclosed 11.7M shares of First Trust Utilities AlphaDEX Fund worth $574.1M — about 30.2% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
198
13F holders
$574.1M
value, 2026 filers
30.2%
of shares outstanding (11.7M sh)
31
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FXU's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 2.0M | $98.8M | 0.0% | 5.2% | +11.9% |
| 2 | MORGAN STANLEY | 1.7M | $83.9M | 0.0% | 4.4% | -9.2% |
| 3 | BANK OF AMERICA CORP /DE/ | 796,922 | $39.3M | 0.0% | 2.1% | +4.3% |
| 4 | WELLS FARGO & COMPANY/MN | 778,487 | $38.4M | 0.0% | 2% | -14.0% |
| 5 | RAYMOND JAMES FINANCIAL INC | 616,213 | $30.4M | 0.0% | 1.6% | -11.4% |
| 6 | EARNED WEALTH ADVISORS, LLC | 368,598 | $18.2M | 1.2% | 1% | -2.8% |
| 7 | Cetera Investment Advisers | 346,285 | $17.1M | 0.0% | 0.9% | +3.1% |
| 8 | TRUIST FINANCIAL CORP | 310,849 | $15.3M | 0.0% | 0.8% | -16.7% |
| 9 | UBS Group AG | 299,657 | $14.8M | 0.0% | 0.8% | -47.6% |
| 10 | Csenge Advisory Group | 261,881 | $12.9M | 0.5% | 0.7% | +3.8% |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 261,024 | $12.9M | 0.0% | 0.7% | -4.2% |
| 12 | Rockport Wealth LLC | 219,489 | $10.8M | 1.8% | 0.6% | -3.9% |
| 13 | STIFEL FINANCIAL CORP | 212,830 | $10.5M | 0.0% | 0.6% | -0.9% |
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 179,897 | $8.9M | 0.0% | 0.5% | +22.0% |
| 15 | Delos Wealth Advisors, LLC | 169,859 | $8.4M | 4.3% | 0.4% | +3.9% |
| 16 | PGIM Custom Harvest LLC | 165,819 | $8.2M | 0.1% | 0.4% | -3.6% |
| 17 | OSAIC HOLDINGS, INC. | 164,962 | $8.1M | 0.0% | 0.4% | -6.5% |
| 18 | Cambridge Investment Research Advisors, Inc. | 155,195 | $7.7M | 0.0% | 0.4% | +1.8% |
| 19 | COMMONWEALTH EQUITY SERVICES, LLC | 145,797 | $7.2M | 0.0% | 0.4% | -9.9% |
| 20 | Janney Montgomery Scott LLC | 136,146 | $6.7M | 0.0% | 0.4% | -13.9% |
| 21 | ROYAL BANK OF CANADA | 100,919 | $5.0M | 0.0% | 0.3% | +15.2% |
| 22 | Fiduciary Alliance LLC | 97,807 | $4.8M | 0.3% | 0.3% | +12.2% |
| 23 | Foundations Investment Advisors, LLC | 96,123 | $4.7M | 0.0% | 0.2% | +3.2% |
| 24 | HARBOUR INVESTMENTS, INC. | 71,904 | $3.5M | 0.0% | 0.2% | +159.8% |
| 25 | Equitable Holdings, Inc. | 65,156 | $3.2M | 0.0% | 0.2% | -6.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.