Who owns First Trust Utilities AlphaDEX Fund?
Institutional ownership of FXU from SEC Form 13F filings across 139 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
139
13F holders
$503.0M
value, 2026 filers
27.6%
of shares outstanding (10.7M sh)
20
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FXU's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 2.0M | $98.8M | 0.0% | 5.2% | +11.9% |
| 2 | MORGAN STANLEY | 1.7M | $83.9M | 0.0% | 4.4% | -9.2% |
| 3 | BANK OF AMERICA CORP /DE/ | 796,922 | $39.3M | 0.0% | 2.1% | +4.3% |
| 4 | WELLS FARGO & COMPANY/MN | 778,487 | $38.4M | 0.0% | 2% | -14.0% |
| 5 | RAYMOND JAMES FINANCIAL INC | 616,213 | $30.4M | 0.0% | 1.6% | -11.4% |
| 6 | EARNED WEALTH ADVISORS, LLC | 368,598 | $18.2M | 1.2% | 1% | -2.8% |
| 7 | Cetera Investment Advisers | 346,285 | $17.1M | 0.0% | 0.9% | +3.1% |
| 8 | TRUIST FINANCIAL CORP | 310,849 | $15.3M | 0.0% | 0.8% | -16.7% |
| 9 | Cambridge Investment Research Advisors, Inc. | 310,390 | $15,314 | 0.0% | 0.8% | +103.7% |
| 10 | UBS Group AG | 299,657 | $14.8M | 0.0% | 0.8% | -47.6% |
| 11 | Csenge Advisory Group | 261,881 | $12.9M | 0.5% | 0.7% | +3.8% |
| 12 | ENVESTNET ASSET MANAGEMENT INC | 261,024 | $12.9M | 0.0% | 0.7% | -4.2% |
| 13 | STIFEL FINANCIAL CORP | 212,830 | $10.5M | 0.0% | 0.6% | -0.9% |
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 179,897 | $8.9M | 0.0% | 0.5% | +22.0% |
| 15 | OSAIC HOLDINGS, INC. | 164,962 | $8.1M | 0.0% | 0.4% | -6.5% |
| 16 | COMMONWEALTH EQUITY SERVICES, LLC | 145,797 | $7.2M | 0.0% | 0.4% | -9.9% |
| 17 | Janney Montgomery Scott LLC | 136,146 | $6,717 | 0.0% | 0.4% | -13.9% |
| 18 | ROYAL BANK OF CANADA | 100,919 | $5.0M | 0.0% | 0.3% | +15.2% |
| 19 | Foundations Investment Advisors, LLC | 96,123 | $4.7M | 0.0% | 0.2% | +3.2% |
| 20 | HARBOUR INVESTMENTS, INC. | 71,904 | $3.5M | 0.0% | 0.2% | +159.8% |
| 21 | MML INVESTORS SERVICES, LLC | 55,157 | $2.7M | 0.0% | 0.1% | +102.4% |
| 22 | Sigma Planning Corp | 52,752 | $2.6M | 0.1% | 0.1% | +13.9% |
| 23 | BNP PARIBAS FINANCIAL MARKETS | 50,425 | $2.5M | 0.0% | 0.1% | +1207.0% |
| 24 | Integrated Wealth Concepts LLC | 46,020 | $2.3M | 0.0% | 0.1% | +13.4% |
| 25 | PKS Advisory Services, LLC | 39,106 | $1.9M | 0.3% | 0.1% | +2.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.