Who owns First Trust Materials AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FXZ from SEC Form 13F filings across 122 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 122 institutions disclosed 3.5M shares of First Trust Materials AlphaDEX Fund worth $274.7M — about 126% of shares outstanding; the largest disclosed holder is WELLS FARGO & COMPANY/MN. Source: SEC Form 13F filings, parsed by EvidInvest.
122
13F holders
$274.7M
value, 2026 filers
126%
of shares outstanding (3.5M sh)
17
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FXZ's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 486,764 | $38.7M | 0.0% | 17.3% | +7.7% |
| 2 | MORGAN STANLEY | 405,596 | $32.2M | 0.0% | 14.4% | +54.9% |
| 3 | BANK OF AMERICA CORP /DE/ | 382,234 | $30.4M | 0.0% | 13.6% | -0.8% |
| 4 | LPL Financial LLC | 322,406 | $25.6M | 0.0% | 11.5% | +5.0% |
| 5 | RAYMOND JAMES FINANCIAL INC | 179,204 | $14.2M | 0.0% | 6.4% | +155.5% |
| 6 | UBS Group AG | 147,487 | $11.7M | 0.0% | 5.3% | +10.8% |
| 7 | Cetera Investment Advisers | 101,653 | $8.1M | 0.0% | 3.6% | -2.3% |
| 8 | AMERIPRISE FINANCIAL INC | 92,456 | $7.3M | 0.0% | 3.3% | -2.6% |
| 9 | Virtue Capital Management, LLC | 80,860 | $6.4M | 0.9% | 2.9% | -13.0% |
| 10 | TWO SIGMA INVESTMENTS, LP | 80,167 | $6.4M | 0.0% | 2.9% | +532.9% |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 75,347 | $6.0M | 0.0% | 2.7% | -4.4% |
| 12 | HARBOUR INVESTMENTS, INC. | 73,781 | $5.9M | 0.1% | 2.6% | +122.2% |
| 13 | TRUIST FINANCIAL CORP | 66,098 | $5.3M | 0.0% | 2.4% | -12.5% |
| 14 | ROYAL BANK OF CANADA | 59,115 | $4.7M | 0.0% | 2.1% | +2.8% |
| 15 | WCG Wealth Advisors LLC | 58,320 | $4.6M | 0.1% | 2.1% | -36.1% |
| 16 | OPPENHEIMER & CO INC | 57,598 | $4.6M | 0.0% | 2.1% | +85.5% |
| 17 | COMMONWEALTH EQUITY SERVICES, LLC | 57,559 | $4.6M | 0.0% | 2.1% | +1.2% |
| 18 | D.A. DAVIDSON & CO. | 53,341 | $4.2M | 0.0% | 1.9% | -1.3% |
| 19 | STIFEL FINANCIAL CORP | 50,766 | $4.0M | 0.0% | 1.8% | +39.9% |
| 20 | GOLDMAN SACHS GROUP INC | 50,000 | $4.0M | 0.0% | 1.8% | 0.0% |
| 21 | Cambridge Investment Research Advisors, Inc. | 47,367 | $3,763 | 0.0% | 1.7% | -52.8% |
| 22 | OSAIC HOLDINGS, INC. | 39,101 | $3.1M | 0.0% | 1.4% | 0.0% |
| 23 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 38,875 | $3.0M | 0.0% | 1.4% | -5.4% |
| 24 | INDEPENDENT FINANCIAL GROUP, LLC | 30,461 | $2.4M | 0.0% | 1.1% | +123.4% |
| 25 | PGIM Custom Harvest LLC | 26,833 | $2.1M | 0.0% | 1% | -0.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.