Who owns First Trust Small Cap Core AlphaDEX Fund?
Institutional ownership of FYX from SEC Form 13F filings across 147 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
147
13F holders
$829.8M
value, 2026 filers
63.7%
of shares outstanding (6.2M sh)
27
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FYX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 715,280 | $103.2M | 0.0% | 7.4% | +31.4% |
| 2 | ROYAL BANK OF CANADA | 704,083 | $101.6M | 0.0% | 7.3% | -0.6% |
| 3 | LPL Financial LLC | 683,900 | $98.7M | 0.0% | 7.1% | +11.7% |
| 4 | MORGAN STANLEY | 678,078 | $97.8M | 0.0% | 7% | +3.9% |
| 5 | RAYMOND JAMES FINANCIAL INC | 435,608 | $62.9M | 0.0% | 4.5% | +5.3% |
| 6 | UBS Group AG | 421,883 | $60.9M | 0.0% | 4.4% | +38.5% |
| 7 | BANK OF AMERICA CORP /DE/ | 357,405 | $51.6M | 0.0% | 3.7% | -3.8% |
| 8 | Janney Montgomery Scott LLC | 263,066 | $37,960 | 0.1% | 2.7% | +3.8% |
| 9 | Cetera Investment Advisers | 151,913 | $21.9M | 0.0% | 1.6% | +17.8% |
| 10 | Cambridge Investment Research Advisors, Inc. | 135,469 | $19,548 | 0.0% | 1.4% | +101.4% |
| 11 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 120,332 | $17.4M | 0.0% | 1.2% | +3.0% |
| 12 | Concurrent Investment Advisors, LLC | 107,601 | $15.5M | 0.1% | 1.1% | +25.8% |
| 13 | ENVESTNET ASSET MANAGEMENT INC | 101,266 | $14.6M | 0.0% | 1% | +159.5% |
| 14 | Chicago Partners Investment Group LLC | 71,639 | $10.1M | 0.2% | 0.7% | -1.4% |
| 15 | COMMONWEALTH EQUITY SERVICES, LLC | 64,962 | $9.4M | 0.0% | 0.7% | -1.2% |
| 16 | Wealth Alliance Advisory Group, LLC | 59,310 | $8.6M | 1.2% | 0.6% | -0.6% |
| 17 | STIFEL FINANCIAL CORP | 54,429 | $7.9M | 0.0% | 0.6% | +44.3% |
| 18 | Kestra Advisory Services, LLC | 50,485 | $7.3M | 0.0% | 0.5% | -13.6% |
| 19 | D.A. DAVIDSON & CO. | 48,579 | $7.0M | 0.0% | 0.5% | +0.9% |
| 20 | OSAIC HOLDINGS, INC. | 44,404 | $6.4M | 0.0% | 0.5% | +0.1% |
| 21 | JPMORGAN CHASE & CO | 37,178 | $5.3M | 0.0% | 0.4% | -5.7% |
| 22 | MTM Investment Management, LLC | 36,765 | $5.3M | 1.5% | 0.4% | +1.4% |
| 23 | HighTower Advisors, LLC | 36,502 | $5.3M | 0.0% | 0.4% | -1.0% |
| 24 | JONES FINANCIAL COMPANIES LLLP | 36,340 | $5.2M | 0.0% | 0.4% | +43.6% |
| 25 | CITY HOLDING CO | 35,861 | $5.2M | 0.6% | 0.4% | +14.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.