Who owns GLADSTONE INVESTMENT CORPORATION\DE?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of GAIN from SEC Form 13F filings across 95 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 95 institutions disclosed 6.8M shares of GLADSTONE INVESTMENT CORPORATION\DE worth $104.4M — about 17.2% of shares outstanding; the largest disclosed holder is VAN ECK ASSOCIATES CORP. Source: SEC Form 13F filings, parsed by EvidInvest.
95
13F holders
$104.4M
value, 2026 filers
17.2%
of shares outstanding (6.8M sh)
20
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of GAIN's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 804,098 | $12.4M | 0.0% | 2% | +35.8% |
| 2 | Melia Wealth LLC | 656,313 | $10.1M | 5.8% | 1.6% | -38.6% |
| 3 | UBS Group AG | 618,149 | $9.6M | 0.0% | 1.6% | -15.6% |
| 4 | TWO SIGMA INVESTMENTS, LP | 584,106 | $9.0M | 0.0% | 1.5% | -27.4% |
| 5 | COOPER CREEK PARTNERS MANAGEMENT LLCNEW | 576,289 | $8,909 | 0.2% | 1.4% | new |
| 6 | MORGAN STANLEY | 349,848 | $5.4M | 0.0% | 0.9% | +3.5% |
| 7 | Legal & General Group Plc | 337,067 | $5.2M | 0.0% | 0.8% | +12.1% |
| 8 | PFG Advisors | 236,628 | $3.7M | 0.2% | 0.6% | -25.0% |
| 9 | BlackRock, Inc. | 220,759 | $3.4M | 0.0% | 0.6% | +6.4% |
| 10 | OUTFITTERS FINANCIAL LLC | 203,370 | $3.1M | 2.2% | 0.5% | -0.9% |
| 11 | LPL Financial LLC | 185,176 | $2.9M | 0.0% | 0.5% | -1.2% |
| 12 | BLAIR WILLIAM & CO/IL | 143,679 | $2.2M | 0.0% | 0.4% | -1.4% |
| 13 | DAVENPORT & Co LLC | 142,530 | $2.2M | 0.0% | 0.4% | +1.9% |
| 14 | TUDOR INVESTMENT CORP ET AL | 120,964 | $1.9M | 0.0% | 0.3% | -3.4% |
| 15 | MARSHALL WACE, LLPNEW | 116,693 | $1.8M | 0.0% | 0.3% | new |
| 16 | Legacy Capital Wealth Partners, LLC | 113,833 | $1.8M | 0.3% | 0.3% | -4.4% |
| 17 | Advisors Asset Management, Inc. | 104,239 | $1.6M | 0.0% | 0.3% | -4.3% |
| 18 | Atlantic Union Bankshares Corp | 96,664 | $1.5M | 0.0% | 0.2% | -0.5% |
| 19 | OSAIC HOLDINGS, INC. | 91,023 | $1.4M | 0.0% | 0.2% | -4.4% |
| 20 | Baird Financial Group, Inc. | 90,300 | $1.4M | 0.0% | 0.2% | 0.0% |
| 21 | Invesco Ltd. | 72,620 | $1.1M | 0.0% | 0.2% | +67.9% |
| 22 | United Advisor Group, LLC | 72,190 | $1.1M | 0.1% | 0.2% | -7.0% |
| 23 | ALBERT D MASON INC | 69,455 | $1.1M | 0.6% | 0.2% | +2.2% |
| 24 | Cassaday & Co Wealth Management LLC | 62,500 | $966,250 | 0.0% | 0.2% | -20.9% |
| 25 | ROYAL BANK OF CANADA | 58,446 | $904,000 | 0.0% | 0.1% | +0.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.