Who owns FT Vest U.S. Equity Moderate Buffer ETF - November?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of GNOV from SEC Form 13F filings across 105 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 105 institutions disclosed 3.8M shares of FT Vest U.S. Equity Moderate Buffer ETF - November worth $157.5M — about 54.1% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
105
13F holders
$157.5M
value, 2026 filers
54.1%
of shares outstanding (3.8M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of GNOV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 508,454 | $21.3M | 0.0% | 7.3% | -49.6% |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | 356,327 | $14.9M | 0.0% | 5.1% | -5.1% |
| 3 | Cetera Investment Advisers | 338,216 | $14.1M | 0.0% | 4.8% | -0.6% |
| 4 | OSAIC HOLDINGS, INC. | 312,079 | $13.0M | 0.0% | 4.5% | +9.3% |
| 5 | Kestra Advisory Services, LLC | 220,633 | $9.2M | 0.0% | 3.2% | -11.6% |
| 6 | MILESTONE ASSET MANAGEMENT, LLC | 144,262 | $6.0M | 0.9% | 2.1% | +3.3% |
| 7 | Arax Advisory Partners | 135,012 | $5.6M | 0.0% | 1.9% | +91.0% |
| 8 | LPL Financial LLC | 126,556 | $5.3M | 0.0% | 1.8% | -0.8% |
| 9 | Pinnacle Wealth Management Group, Inc. | 94,120 | $3.9M | 1.8% | 1.3% | -0.2% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 93,724 | $3.9M | 0.0% | 1.3% | -18.7% |
| 11 | Comprehensive Financial Consultants Institutional, Inc. | 92,405 | $3.9M | 1.0% | 1.3% | -1.1% |
| 12 | Schulz Wealth, LTD.NEW | 90,959 | $3.8M | 2.0% | 1.3% | new |
| 13 | Per Stirling Capital Management, LLC. | 75,231 | $3.1M | 0.3% | 1.1% | +2.8% |
| 14 | CITY HOLDING CO | 70,315 | $2.9M | 0.3% | 1% | -0.1% |
| 15 | FSB PREMIER WEALTH MANAGEMENT, INC. | 55,240 | $2.3M | 0.7% | 0.8% | -1.1% |
| 16 | Americana Partners, LLC | 55,135 | $2.3M | 0.1% | 0.8% | -40.6% |
| 17 | Concurrent Investment Advisors, LLC | 54,113 | $2.3M | 0.0% | 0.8% | -13.5% |
| 18 | UPTICK PARTNERS, LLC | 50,165 | $2.1M | 0.3% | 0.7% | -0.7% |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 45,668 | $1.9M | 0.0% | 0.7% | +101.7% |
| 20 | FOUNDERS FINANCIAL SECURITIES LLC | 44,414 | $1.9M | 0.1% | 0.6% | +5.0% |
| 21 | Tanglewood Legacy Advisors, LLC | 38,442 | $1.6M | 0.5% | 0.5% | 0.0% |
| 22 | NewEdge Advisors, LLC | 37,233 | $1.6M | 0.0% | 0.5% | -1.3% |
| 23 | Sigma Planning Corp | 36,889 | $1.5M | 0.0% | 0.5% | -0.3% |
| 24 | MML INVESTORS SERVICES, LLC | 34,334 | $1.4M | 0.0% | 0.5% | +23.4% |
| 25 | Farther Finance Advisors, LLC | 31,059 | $1.3M | 0.0% | 0.4% | +10287.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.