Who owns Guggenheim Active Allocation Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of GUG from SEC Form 13F filings across 46 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 46 institutions disclosed 11.4M shares of Guggenheim Active Allocation Fund worth $168.3M — about 34.6% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
46
13F holders
$168.3M
value, 2026 filers
34.6%
of shares outstanding (11.4M sh)
10
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of GUG's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2.9M | $45.8M | 0.0% | 8.7% | +1.0% |
| 2 | BANK OF AMERICA CORP /DE/ | 960,147 | $15.3M | 0.0% | 2.9% | +4.9% |
| 3 | GUGGENHEIM CAPITAL LLC | 950,000 | $15.2M | 0.1% | 2.9% | 0.0% |
| 4 | COHEN & STEERS, INC. | 863,149 | $13,793 | 0.0% | 2.6% | +1.8% |
| 5 | Atlas Wealth LLCNEW | 848,495 | $13.6M | 1.9% | 2.6% | new |
| 6 | Advisors Asset Management, Inc. | 801,539 | $12.8M | 0.2% | 2.4% | -0.3% |
| 7 | RAYMOND JAMES FINANCIAL INC | 781,046 | $12.5M | 0.0% | 2.4% | +10.2% |
| 8 | Baird Financial Group, Inc. | 676,913 | $10.8M | 0.0% | 2.1% | -7.3% |
| 9 | WELLS FARGO & COMPANY/MN | 665,643 | $10.6M | 0.0% | 2% | +124.4% |
| 10 | ROYAL BANK OF CANADA | 498,064 | $8.0M | 0.0% | 1.5% | -0.4% |
| 11 | Pathstone Holdings, LLC | 371,088 | $5.9M | 0.0% | 1.1% | -58.3% |
| 12 | Steward Partners Investment Advisory, LLC | 174,918 | $2.8M | 0.0% | 0.5% | +16.5% |
| 13 | Sanctuary Advisors, LLCNEW | 109,996 | $1.8M | 0.0% | 0.3% | new |
| 14 | Kestra Advisory Services, LLCNEW | 100,518 | $1.6M | 0.0% | 0.3% | new |
| 15 | Invesco Ltd. | 84,145 | $1.3M | 0.0% | 0.3% | -1.0% |
| 16 | Closed-End Fund Advisors, Inc. | 80,586 | $1.3M | 1.3% | 0.2% | -24.5% |
| 17 | STIFEL FINANCIAL CORP | 49,054 | $783,886 | 0.0% | 0.1% | +1.9% |
| 18 | OPPENHEIMER & CO INC | 43,824 | $700,308 | 0.0% | 0.1% | -34.6% |
| 19 | Concurrent Investment Advisors, LLC | 40,738 | $650,991 | 0.0% | 0.1% | +6.0% |
| 20 | J.W. COLE ADVISORS, INC. | 39,190 | $626,253 | 0.0% | 0.1% | +126.9% |
| 21 | OSAIC HOLDINGS, INC. | 38,286 | $611,821 | 0.0% | 0.1% | -3.6% |
| 22 | LPL Financial LLC | 34,227 | $546,942 | 0.0% | 0.1% | -12.0% |
| 23 | Aviance Capital Partners, LLC | 32,915 | $525,980 | 0.1% | 0.1% | +3.9% |
| 24 | World Investment Advisors | 32,529 | $495,092 | 0.0% | 0.1% | 0.0% |
| 25 | CITADEL ADVISORS LLC | 32,181 | $514,252 | 0.0% | 0.1% | +6.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.