Who owns Horizon Expedition Plus ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of HBTA from SEC Form 13F filings across 23 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 23 institutions disclosed 7.0M shares of Horizon Expedition Plus ETF worth $227.5M — about 96.7% of shares outstanding; the largest disclosed holder is Foundations Investment Advisors, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
23
13F holders
$227.5M
value, 2026 filers
96.7%
of shares outstanding (7.0M sh)
5
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of HBTA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Foundations Investment Advisors, LLCNEW | 2.5M | $82.3M | 0.8% | 35% | new |
| 2 | Bank of New York Mellon Corp | 1.6M | $51.3M | 0.0% | 21.8% | +0.2% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 1.0M | $33.9M | 0.0% | 14.4% | +33.0% |
| 4 | LPL Financial LLC | 893,166 | $29.2M | 0.0% | 12.4% | +4.4% |
| 5 | Cetera Investment Advisers | 610,913 | $20.0M | 0.0% | 8.5% | +0.4% |
| 6 | Orion Porfolio Solutions, LLC | 113,818 | $3.7M | 0.0% | 1.6% | -2.5% |
| 7 | PRINCIPAL SECURITIES, INC. | 59,623 | $1.9M | 0.0% | 0.8% | -3.5% |
| 8 | Golden State Wealth Management, LLC | 55,162 | $1.8M | 0.2% | 0.8% | -7.9% |
| 9 | CERTIOR FINANCIAL GROUP, LLC | 22,346 | $730,506 | 0.4% | 0.3% | -4.0% |
| 10 | INTERACTIVE FINANCIAL ADVISORS, INC. | 18,765 | $613,444 | 0.4% | 0.3% | -1.0% |
| 11 | Envestnet Portfolio Solutions, Inc. | 18,292 | $597,965 | 0.0% | 0.3% | -7.1% |
| 12 | OSAIC HOLDINGS, INC. | 13,984 | $457,151 | 0.0% | 0.2% | +7.8% |
| 13 | Ausdal Financial Partners, Inc. | 9,881 | $323,010 | 0.0% | 0.1% | -0.3% |
| 14 | Brookwood Investment Group LLC | 8,983 | $293,654 | 0.0% | 0.1% | -32.4% |
| 15 | AE Wealth Management LLCNEW | 4,956 | $162,012 | 0.0% | 0.1% | new |
| 16 | US BANCORP \DE\NEW | 1,764 | $57,665 | 0.0% | 0% | new |
| 17 | Silver Grove Financial Group, Inc.NEW | 1,694 | $55,377 | 0.0% | 0% | new |
| 18 | UBS Group AG | 927 | $30,304 | 0.0% | 0% | +5693.8% |
| 19 | ROYAL BANK OF CANADA | 594 | $19,000 | 0.0% | 0% | -62.1% |
| 20 | Horizon Investments, LLC | 508 | $16,607 | 0.0% | 0% | -98.3% |
| 21 | SITTNER & NELSON, LLCNEW | 130 | $4,250 | 0.0% | 0% | new |
| 22 | MORGAN STANLEY | 31 | $1,013 | 0.0% | 0% | -99.8% |
| 23 | Smartleaf Asset Management LLC | 26 | $838 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.