Who owns Highland Opportunities and Income Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of HFRO from SEC Form 13F filings across 63 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 63 institutions disclosed 18.4M shares of Highland Opportunities and Income Fund worth $116.5M — about 33.2% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
63
13F holders
$116.5M
value, 2026 filers
33.2%
of shares outstanding (18.4M sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of HFRO's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 4.0M | $28.4M | 0.0% | 7.2% | +1.5% |
| 2 | Thomas J. Herzfeld Advisors, Inc. | 2.7M | $19.1M | 5.9% | 4.8% | -1.4% |
| 3 | MORGAN STANLEY | 2.5M | $17.7M | 0.0% | 4.5% | -2.2% |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 2.2M | $15.6M | 0.0% | 3.9% | +1.7% |
| 5 | Cambridge Investment Research Advisors, Inc. | 1.9M | $13,472 | 0.0% | 3.4% | +95.6% |
| 6 | Invesco Ltd. | 1.2M | $8.3M | 0.0% | 2.1% | -17.6% |
| 7 | LPL Financial LLC | 615,069 | $4.4M | 0.0% | 1.1% | -1.2% |
| 8 | ROYAL BANK OF CANADA | 544,380 | $3.9M | 0.0% | 1% | -13.8% |
| 9 | OPPENHEIMER & CO INC | 532,264 | $3.8M | 0.0% | 1% | +15.7% |
| 10 | Camelot Portfolios, LLC | 310,043 | $2.2M | 1.5% | 0.6% | -2.2% |
| 11 | CHOREO, LLC | 206,145 | $1.5M | 0.0% | 0.4% | -5.4% |
| 12 | PARK AVENUE SECURITIES LLC | 176,281 | $1,257 | 0.0% | 0.3% | -3.0% |
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 176,264 | $1.3M | 0.2% | 0.3% | +26.6% |
| 14 | NewEdge Advisors, LLC | 173,066 | $1.2M | 0.0% | 0.3% | +4.1% |
| 15 | IHT Wealth Management, LLC | 137,401 | $979,669 | 0.0% | 0.2% | -2.3% |
| 16 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 122,317 | $872,124 | 0.0% | 0.2% | 0.0% |
| 17 | HighTower Advisors, LLC | 109,907 | $783,640 | 0.0% | 0.2% | -3.6% |
| 18 | Baird Financial Group, Inc. | 95,804 | $683,083 | 0.0% | 0.2% | -15.7% |
| 19 | OSAIC HOLDINGS, INC. | 95,535 | $681,235 | 0.0% | 0.2% | -13.6% |
| 20 | GILPIN WEALTH MANAGEMENT, LLC | 76,546 | $545,775 | 0.4% | 0.1% | -16.5% |
| 21 | Creative Planning | 68,552 | $488,774 | 0.0% | 0.1% | 0.0% |
| 22 | HARBOUR INVESTMENTS, INC. | 65,120 | $464,306 | 0.0% | 0.1% | -54.2% |
| 23 | Cetera Investment Advisers | 50,969 | $363,402 | 0.0% | 0.1% | -0.3% |
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 43,426 | $309,627 | 0.0% | 0.1% | +16.6% |
| 25 | JANE STREET GROUP, LLC | 40,661 | $289,913 | 0.0% | 0.1% | +25.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.