Who owns Horizon Technology Finance Corp?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of HRZN from SEC Form 13F filings across 109 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 109 institutions disclosed 8.0M shares of Horizon Technology Finance Corp worth $37.7M — about 12.3% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
109
13F holders
$37.7M
value, 2026 filers
12.3%
of shares outstanding (8.0M sh)
67
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of HRZN's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1.1M | $5.0M | 0.0% | 1.6% | +2125.2% |
| 2 | Bulldog Investors, LLPNEW | 658,617 | $3.1M | 0.7% | 1% | new |
| 3 | MARSHALL WACE, LLP | 592,247 | $2.8M | 0.0% | 0.9% | +244.8% |
| 4 | Caprock Group, LLCNEW | 454,442 | $2.2M | 0.0% | 0.7% | new |
| 5 | Green Alpha Advisors, LLC | 429,913 | $2.0M | 1.4% | 0.7% | -27.2% |
| 6 | Legal & General Group Plc | 386,211 | $1.8M | 0.0% | 0.6% | +17.5% |
| 7 | Eagle Point Credit Management LLC | 366,194 | $1.7M | 2.6% | 0.6% | 0.0% |
| 8 | Virtus Investment Advisers, LLC | 252,455 | $1.2M | 0.3% | 0.4% | +75.4% |
| 9 | BLAIR WILLIAM & CO/ILNEW | 239,073 | $1.1M | 0.0% | 0.4% | new |
| 10 | BANK OF AMERICA CORP /DE/ | 225,732 | $1.1M | 0.0% | 0.3% | +270.3% |
| 11 | Connecticut Wealth Management, LLC | 214,509 | $1.0M | 0.0% | 0.3% | +0.3% |
| 12 | UBS Group AG | 195,466 | $924,554 | 0.0% | 0.3% | +35.6% |
| 13 | BlackRock, Inc. | 180,902 | $855,671 | 0.0% | 0.3% | +0.8% |
| 14 | Arax Advisory PartnersNEW | 126,305 | $597,423 | 0.0% | 0.2% | new |
| 15 | Apollon Wealth Management, LLCNEW | 126,196 | $596,907 | 0.0% | 0.2% | new |
| 16 | LaFleur & Godfrey LLCNEW | 114,526 | $541,708 | 0.1% | 0.2% | new |
| 17 | CAZ INVESTMENTS LPNEW | 108,630 | $513,820 | 0.5% | 0.2% | new |
| 18 | UMB Bank, n.a.NEW | 107,470 | $508,333 | 0.0% | 0.2% | new |
| 19 | Focus Partners WealthNEW | 100,593 | $482,802 | 0.0% | 0.2% | new |
| 20 | AQR CAPITAL MANAGEMENT LLC | 91,368 | $432,171 | 0.0% | 0.1% | +176.7% |
| 21 | JACKSON THORNTON WEALTH MANAGEMENT, LLC | 90,609 | $428,580 | 0.0% | 0.1% | +174.4% |
| 22 | Corient Private Wealth LPNEW | 89,300 | $422,389 | 0.0% | 0.1% | new |
| 23 | LPL Financial LLC | 81,942 | $387,586 | 0.0% | 0.1% | +212.9% |
| 24 | COMMONWEALTH EQUITY SERVICES, LLCNEW | 81,264 | $384,380 | 0.0% | 0.1% | new |
| 25 | Fiera Capital CorpNEW | 78,980 | $373,575 | 0.0% | 0.1% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.