Who owns Horizon Technology Finance Corporation?
Institutional ownership of HRZN from SEC Form 13F filings across 78 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
78
13F holders
$24.5M
value, 2026 filers
10.5%
of shares outstanding (5.2M sh)
47
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of HRZN's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1.1M | $5.0M | 0.0% | 2.1% | +2125.2% |
| 2 | MARSHALL WACE, LLP | 592,247 | $2.8M | 0.0% | 1.2% | +244.8% |
| 3 | Green Alpha Advisors, LLC | 429,913 | $2.0M | 1.4% | 0.9% | -27.2% |
| 4 | Legal & General Group Plc | 386,211 | $1.8M | 0.0% | 0.8% | +17.5% |
| 5 | BLAIR WILLIAM & CO/ILNEW | 239,073 | $1.1M | 0.0% | 0.5% | new |
| 6 | BANK OF AMERICA CORP /DE/ | 225,732 | $1.1M | 0.0% | 0.5% | +270.3% |
| 7 | Connecticut Wealth Management, LLC | 214,509 | $1.0M | 0.0% | 0.4% | +0.3% |
| 8 | UBS Group AG | 195,466 | $924,554 | 0.0% | 0.4% | +35.6% |
| 9 | BlackRock, Inc. | 180,902 | $855,671 | 0.0% | 0.4% | +0.8% |
| 10 | Arax Advisory PartnersNEW | 126,305 | $597,423 | 0.0% | 0.3% | new |
| 11 | Apollon Wealth Management, LLCNEW | 126,196 | $596,907 | 0.0% | 0.3% | new |
| 12 | Focus Partners WealthNEW | 100,593 | $482,802 | 0.0% | 0.2% | new |
| 13 | Corient Private Wealth LPNEW | 89,475 | $423,217 | 0.0% | 0.2% | new |
| 14 | LPL Financial LLC | 81,942 | $387,586 | 0.0% | 0.2% | +212.9% |
| 15 | COMMONWEALTH EQUITY SERVICES, LLCNEW | 81,264 | $384,380 | 0.0% | 0.2% | new |
| 16 | TWO SIGMA INVESTMENTS, LP | 67,489 | $319,223 | 0.0% | 0.1% | -55.1% |
| 17 | MILLENNIUM MANAGEMENT LLC | 60,674 | $286,988 | 0.0% | 0.1% | -20.1% |
| 18 | Pathstone Holdings, LLC | 54,705 | $263,343 | 0.0% | 0.1% | +5.6% |
| 19 | OSAIC HOLDINGS, INC. | 50,626 | $239,459 | 0.0% | 0.1% | +64.8% |
| 20 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 49,241 | $232,910 | 0.0% | 0.1% | +11.2% |
| 21 | ROYAL BANK OF CANADA | 47,242 | $223,000 | 0.0% | 0.1% | +131.5% |
| 22 | Regal Investment Advisors LLC | 43,553 | $206,004 | 0.0% | 0.1% | 0.0% |
| 23 | RAYMOND JAMES FINANCIAL INC | 38,247 | $180,906 | 0.0% | 0.1% | +178.5% |
| 24 | Quantbot Technologies LP | 36,325 | $171,817 | 0.0% | 0.1% | +93.5% |
| 25 | Cerity Partners LLCNEW | 33,736 | $159,570 | 0.0% | 0.1% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.