Who owns Hercules Capital, Inc.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of HTGC from SEC Form 13F filings across 334 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 334 institutions disclosed 54.2M shares of Hercules Capital, Inc. worth $831.3M — about 29.2% of shares outstanding; the largest disclosed holder is VAN ECK ASSOCIATES CORP. Source: SEC Form 13F filings, parsed by EvidInvest.
334
13F holders
$831.3M
value, 2026 filers
29.2%
of shares outstanding (54.2M sh)
40
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of HTGC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 3.9M | $61.2M | 0.0% | 2.1% | +22.6% |
| 2 | Sound Income Strategies, LLC | 3.7M | $57.8M | 2.6% | 2% | +8.4% |
| 3 | CITADEL ADVISORS LLC | 2.9M | $46.3M | 0.0% | 1.6% | +260.2% |
| 4 | UBS Group AG | 2.6M | $41.7M | 0.0% | 1.4% | +6.1% |
| 5 | Pandowealth. LLCNEW | 2.5M | $0 | 0.0% | 1.4% | new |
| 6 | TWO SIGMA INVESTMENTS, LP | 2.3M | $35.7M | 0.0% | 1.2% | -2.5% |
| 7 | LPL Financial LLC | 1.9M | $29.3M | 0.0% | 1% | +3.4% |
| 8 | MORGAN STANLEY | 1.8M | $28.6M | 0.0% | 1% | +43.3% |
| 9 | Legal & General Group Plc | 1.7M | $26.5M | 0.0% | 0.9% | +12.2% |
| 10 | FRANKLIN RESOURCES INC | 1.4M | $21.8M | 0.0% | 0.7% | +21.9% |
| 11 | D. E. Shaw & Co., Inc. | 1.4M | $21.7M | 0.0% | 0.7% | -11.3% |
| 12 | Muzinich & Co., Inc. | 1.4M | $21.4M | 7.3% | 0.7% | +0.5% |
| 13 | Sumitomo Mitsui Trust Group, Inc. | 1.0M | $16.2M | 0.0% | 0.6% | +0.2% |
| 14 | TECTONIC ADVISORS LLC | 1.0M | $15.9M | 0.8% | 0.5% | +12.7% |
| 15 | BlackRock, Inc. | 924,105 | $14.6M | 0.0% | 0.5% | +8.1% |
| 16 | Advisors Capital Management, LLC | 919,542 | $14.5M | 0.2% | 0.5% | +7.4% |
| 17 | JPMORGAN CHASE & CO | 837,561 | $13.3M | 0.0% | 0.5% | -4.7% |
| 18 | ARES MANAGEMENT LLC | 776,606 | $12.2M | 0.5% | 0.4% | 0.0% |
| 19 | WELLS FARGO & COMPANY/MN | 735,367 | $11.6M | 0.0% | 0.4% | -1.8% |
| 20 | Qube Research & Technologies Ltd | 694,341 | $10.9M | 0.0% | 0.4% | -68.9% |
| 21 | Gilman Hill Asset Management, LLC | 646,682 | $10.2M | 1.4% | 0.3% | +4.7% |
| 22 | HRT FINANCIAL LP | 613,003 | $9.7M | 0.0% | 0.3% | +23.8% |
| 23 | Border to Coast Pensions Partnership Ltd | 600,000 | $9.5M | 0.1% | 0.3% | +26.3% |
| 24 | Melia Wealth LLC | 553,874 | $8.7M | 5.0% | 0.3% | -30.7% |
| 25 | RAYMOND JAMES FINANCIAL INC | 532,094 | $8.4M | 0.0% | 0.3% | +11.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.