Who owns Hercules Capital, Inc.?
Institutional ownership of HTGC from SEC Form 13F filings across 217 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
217
13F holders
$615.1M
value, 2026 filers
21.5%
of shares outstanding (40.3M sh)
22
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of HTGC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 3.9M | $61.2M | 0.0% | 2.1% | +22.6% |
| 2 | Sound Income Strategies, LLC | 3.7M | $57.8M | 2.6% | 2% | +8.4% |
| 3 | CITADEL ADVISORS LLC | 2.9M | $46.3M | 0.0% | 1.6% | +260.2% |
| 4 | UBS Group AG | 2.6M | $41.7M | 0.0% | 1.4% | +6.1% |
| 5 | TWO SIGMA INVESTMENTS, LP | 2.3M | $35.7M | 0.0% | 1.2% | -2.5% |
| 6 | LPL Financial LLC | 1.9M | $29.3M | 0.0% | 1% | +3.4% |
| 7 | MORGAN STANLEY | 1.8M | $28.6M | 0.0% | 1% | +43.3% |
| 8 | Legal & General Group Plc | 1.7M | $26.5M | 0.0% | 0.9% | +12.2% |
| 9 | FRANKLIN RESOURCES INC | 1.4M | $21.8M | 0.0% | 0.7% | +21.9% |
| 10 | D. E. Shaw & Co., Inc. | 1.4M | $21.7M | 0.0% | 0.7% | -11.3% |
| 11 | Sumitomo Mitsui Trust Group, Inc. | 1.0M | $16.2M | 0.0% | 0.5% | +0.2% |
| 12 | BlackRock, Inc. | 924,105 | $14.6M | 0.0% | 0.5% | +8.1% |
| 13 | JPMORGAN CHASE & CO | 837,561 | $13.3M | 0.0% | 0.4% | -4.7% |
| 14 | WELLS FARGO & COMPANY/MN | 735,367 | $11.6M | 0.0% | 0.4% | -1.8% |
| 15 | Qube Research & Technologies Ltd | 694,341 | $10.9M | 0.0% | 0.4% | -68.9% |
| 16 | HRT FINANCIAL LP | 613,003 | $9,667 | 0.0% | 0.3% | +23.8% |
| 17 | RAYMOND JAMES FINANCIAL INC | 532,094 | $8.4M | 0.0% | 0.3% | +11.7% |
| 18 | STIFEL FINANCIAL CORP | 486,419 | $7.7M | 0.0% | 0.3% | -3.1% |
| 19 | AMERIPRISE FINANCIAL INC | 485,156 | $7.7M | 0.0% | 0.3% | +10.7% |
| 20 | ROYAL BANK OF CANADA | 460,546 | $7.3M | 0.0% | 0.2% | -7.2% |
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 338,271 | $5.3M | 0.0% | 0.2% | -23.6% |
| 22 | D.A. DAVIDSON & CO. | 335,890 | $5.3M | 0.0% | 0.2% | +3.9% |
| 23 | Janney Montgomery Scott LLCNEW | 329,090 | $5,190 | 0.0% | 0.2% | new |
| 24 | Cambridge Investment Research Advisors, Inc. | 312,424 | $4,926 | 0.0% | 0.2% | +98.9% |
| 25 | NEUBERGER BERMAN GROUP LLC | 304,573 | $4.8M | 0.0% | 0.2% | +1.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.