Who owns iShares U.S. Broker-Dealers & Securities Exchanges ETF?
Institutional ownership of IAI from SEC Form 13F filings across 126 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
126
13F holders
$632.3M
value, 2026 filers
51.5%
of shares outstanding (3.7M sh)
23
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of IAI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Fisher Asset Management, LLC | 594,695 | $104.3M | 0.0% | 8.4% | -3.2% |
| 2 | MORGAN STANLEY | 425,828 | $74.7M | 0.0% | 6% | +4.8% |
| 3 | MML INVESTORS SERVICES, LLC | 274,228 | $48.1M | 0.1% | 3.9% | +35.4% |
| 4 | Phoenix Financial Ltd.NEW | 273,000 | $47.9M | 0.3% | 3.8% | new |
| 5 | TWO SIGMA INVESTMENTS, LP | 247,200 | $43.3M | 0.0% | 3.5% | -15.4% |
| 6 | WELLS FARGO & COMPANY/MN | 238,156 | $41.8M | 0.0% | 3.3% | +3.5% |
| 7 | OSAIC HOLDINGS, INC. | 127,703 | $22.4M | 0.0% | 1.8% | +20.8% |
| 8 | BANK OF AMERICA CORP /DE/ | 124,159 | $21.8M | 0.0% | 1.7% | -25.6% |
| 9 | LPL Financial LLC | 118,978 | $20.9M | 0.0% | 1.7% | -15.4% |
| 10 | AlphaCore Capital LLC | 110,918 | $19.4M | 0.4% | 1.6% | -6.3% |
| 11 | ROYAL BANK OF CANADA | 94,678 | $16.6M | 0.0% | 1.3% | +4.6% |
| 12 | AMERIPRISE FINANCIAL INC | 93,144 | $16.3M | 0.0% | 1.3% | -53.9% |
| 13 | UBS Group AG | 74,958 | $13.1M | 0.0% | 1.1% | -11.9% |
| 14 | Prospera Financial Services Inc | 70,074 | $12.3M | 0.2% | 1% | +0.5% |
| 15 | Advisory Services Network, LLC | 69,231 | $12.1M | 0.1% | 1% | +7.2% |
| 16 | RAYMOND JAMES FINANCIAL INC | 45,540 | $8.0M | 0.0% | 0.6% | -5.2% |
| 17 | Prostatis Group LLC | 43,658 | $7.7M | 1.8% | 0.6% | +32.6% |
| 18 | STIFEL FINANCIAL CORP | 40,081 | $7.0M | 0.0% | 0.6% | +0.5% |
| 19 | CITADEL ADVISORS LLC | 35,389 | $6.2M | 0.0% | 0.5% | +380.4% |
| 20 | GTS SECURITIES LLC | 32,510 | $5.7M | 0.1% | 0.5% | +1049.6% |
| 21 | Arete Wealth Advisors, LLCNEW | 32,496 | $5.7M | 0.2% | 0.5% | new |
| 22 | Steward Partners Investment Advisory, LLC | 30,939 | $5.4M | 0.0% | 0.4% | -1.0% |
| 23 | McGuire Investment Group, LLC | 30,849 | $5.4M | 0.5% | 0.4% | -0.6% |
| 24 | Cambridge Investment Research Advisors, Inc. | 30,672 | $5,378 | 0.0% | 0.4% | +91.7% |
| 25 | Cetera Investment Advisers | 27,157 | $4.8M | 0.0% | 0.4% | +24.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.