Who owns Japan Smaller Capitalization Fund, Inc.?
Institutional ownership of JOF from SEC Form 13F filings across 37 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
37
13F holders
$166.1M
value, 2026 filers
50%
of shares outstanding (14.2M sh)
10
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of JOF's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Allspring Global Investments Holdings, LLC | 4.5M | $52.8M | 0.1% | 15.8% | -11.7% |
| 2 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3.9M | $45.9M | 2.8% | 13.8% | +4.7% |
| 3 | LAZARD ASSET MANAGEMENT LLC | 3.6M | $41.9M | 0.1% | 12.6% | +1.7% |
| 4 | BANK OF AMERICA CORP /DE/ | 443,293 | $5.2M | 0.0% | 1.6% | 0.0% |
| 5 | MORGAN STANLEY | 289,647 | $3.4M | 0.0% | 1% | -45.9% |
| 6 | Pekin Hardy Strauss, Inc. | 281,705 | $3.3M | 0.3% | 1% | +20.1% |
| 7 | FLAGSHIP HARBOR ADVISORS, LLCNEW | 162,571 | $1.9M | 0.1% | 0.6% | new |
| 8 | Verition Fund Management LLC | 159,076 | $1.9M | 0.0% | 0.6% | -37.7% |
| 9 | LPL Financial LLC | 150,688 | $1.8M | 0.0% | 0.5% | +26.5% |
| 10 | RAFFLES ASSOCIATES LP | 110,967 | $1.3M | 1.2% | 0.4% | 0.0% |
| 11 | RAYMOND JAMES FINANCIAL INC | 106,861 | $1.3M | 0.0% | 0.4% | +0.6% |
| 12 | CIBC WORLD MARKET INC. | 105,444 | $1.2M | 0.0% | 0.4% | +11.8% |
| 13 | Baird Financial Group, Inc. | 63,423 | $747,123 | 0.0% | 0.2% | 0.0% |
| 14 | Corient Private Wealth LP | 42,567 | $501,445 | 0.0% | 0.2% | +1.9% |
| 15 | HRT FINANCIAL LPNEW | 42,242 | $497 | 0.0% | 0.1% | new |
| 16 | CITADEL ADVISORS LLCNEW | 38,815 | $457,241 | 0.0% | 0.1% | new |
| 17 | Quantinno Capital Management LP | 36,100 | $425,264 | 0.0% | 0.1% | +2.3% |
| 18 | Dynamic Advisor Solutions LLC | 34,366 | $404,831 | 0.0% | 0.1% | 0.0% |
| 19 | DKM Wealth Management, Inc. | 34,001 | $400,537 | 0.3% | 0.1% | 0.0% |
| 20 | READYSTATE ASSET MANAGEMENT LPNEW | 22,249 | $262,093 | 0.0% | 0.1% | new |
| 21 | INGALLS & SNYDER LLC | 20,000 | $236 | 0.0% | 0.1% | 0.0% |
| 22 | ROBERTS GLORE & CO INC /IL/ | 17,633 | $207,717 | 0.1% | 0.1% | 0.0% |
| 23 | Sanctuary Advisors, LLCNEW | 12,300 | $144,894 | 0.0% | 0% | new |
| 24 | WELLS FARGO & COMPANY/MN | 10,292 | $121,240 | 0.0% | 0% | +133.2% |
| 25 | OSAIC HOLDINGS, INC. | 9,184 | $108,253 | 0.0% | 0% | -12.3% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.