Who owns Japan Smaller Capitalization Fund, Inc.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of JOF from SEC Form 13F filings across 56 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 56 institutions disclosed 20.6M shares of Japan Smaller Capitalization Fund, Inc. worth $242.6M — about 72.8% of shares outstanding; the largest disclosed holder is Allspring Global Investments Holdings, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
56
13F holders
$242.6M
value, 2026 filers
72.8%
of shares outstanding (20.6M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of JOF's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Allspring Global Investments Holdings, LLC | 4.5M | $52.8M | 0.1% | 15.8% | -11.7% |
| 2 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3.9M | $45.9M | 2.8% | 13.8% | +4.7% |
| 3 | LAZARD ASSET MANAGEMENT LLC | 3.6M | $41.9M | 0.1% | 12.6% | +1.7% |
| 4 | 1607 Capital Partners, LLC | 2.7M | $32.1M | 2.8% | 9.6% | -24.0% |
| 5 | Saba Capital Management, L.P. | 1.9M | $23.0M | 0.6% | 6.9% | +21.7% |
| 6 | BANK OF AMERICA CORP /DE/ | 443,293 | $5.2M | 0.0% | 1.6% | 0.0% |
| 7 | Karpus Management, Inc. | 417,754 | $4.9M | 0.1% | 1.5% | -4.3% |
| 8 | Almitas Capital LLC | 386,375 | $4.6M | 1.1% | 1.4% | -4.1% |
| 9 | MORGAN STANLEY | 289,647 | $3.4M | 0.0% | 1% | -45.9% |
| 10 | Pekin Hardy Strauss, Inc. | 281,705 | $3.3M | 0.3% | 1% | +20.1% |
| 11 | Mraz, Amerine & Associates, Inc. | 202,362 | $2.4M | 0.3% | 0.7% | +3.5% |
| 12 | Bulldog Investors, LLP | 187,557 | $2.2M | 0.5% | 0.7% | +80.0% |
| 13 | FLAGSHIP HARBOR ADVISORS, LLCNEW | 162,571 | $1.9M | 0.1% | 0.6% | new |
| 14 | LPL Financial LLC | 150,688 | $1.8M | 0.0% | 0.5% | +26.5% |
| 15 | Altium Capital Management LLC | 150,412 | $1.8M | 3.7% | 0.5% | 0.0% |
| 16 | RAFFLES ASSOCIATES LP | 110,967 | $1.3M | 1.2% | 0.4% | 0.0% |
| 17 | RAYMOND JAMES FINANCIAL INC | 106,861 | $1.3M | 0.0% | 0.4% | +0.6% |
| 18 | CIBC WORLD MARKET INC. | 105,444 | $1.2M | 0.0% | 0.4% | +11.8% |
| 19 | Hara Capital LLC | 98,764 | $1.2M | 0.6% | 0.3% | -1.2% |
| 20 | Shaker Financial Services, LLC | 93,079 | $1.1M | 0.3% | 0.3% | +3.3% |
| 21 | Verition Fund Management LLC | 79,538 | $936,958 | 0.0% | 0.3% | -68.9% |
| 22 | CSS LLC/IL | 68,679 | $809,039 | 0.0% | 0.2% | +171.5% |
| 23 | Baird Financial Group, Inc. | 63,423 | $747,123 | 0.0% | 0.2% | 0.0% |
| 24 | BARD ASSOCIATES INC | 58,289 | $686,645 | 0.2% | 0.2% | +48.6% |
| 25 | Barry Investment Advisors, LLC | 57,510 | $677,473 | 0.1% | 0.2% | -50.2% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.