Who owns Innovator U.S. Small Cap Power Buffer ETF?
Institutional ownership of KOCT from SEC Form 13F filings across 71 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
71
13F holders
$84.7M
value, 2026 filers
68.3%
of shares outstanding (2.4M sh)
5
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of KOCT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 297,483 | $11.1M | 0.0% | 8.6% | +3.5% |
| 2 | OSAIC HOLDINGS, INC. | 181,221 | $6.8M | 0.0% | 5.3% | +8.2% |
| 3 | PRINCIPAL SECURITIES, INC. | 166,573 | $6.2M | 0.1% | 4.8% | -0.1% |
| 4 | Creative Planning | 163,752 | $6.1M | 0.0% | 4.7% | -4.7% |
| 5 | SageView Advisory Group, LLCNEW | 163,752 | $6.1M | 0.2% | 4.7% | new |
| 6 | Cetera Investment Advisers | 136,706 | $5.1M | 0.0% | 4% | -22.7% |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | 125,507 | $4.7M | 0.0% | 3.6% | -2.4% |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 70,589 | $2.6M | 0.0% | 2% | new |
| 9 | LPL Financial LLC | 61,892 | $2.3M | 0.0% | 1.8% | +10.0% |
| 10 | DHJJ Financial Advisors, Ltd. | 49,663 | $1.9M | 0.5% | 1.4% | -0.1% |
| 11 | OLD MISSION CAPITAL LLC | 47,087 | $1.8M | 0.0% | 1.4% | +20.5% |
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 44,431 | $1.7M | 0.2% | 1.3% | -0.1% |
| 13 | OneDigital Investment Advisors LLC | 41,960 | $1.6M | 0.0% | 1.2% | +16.8% |
| 14 | Focus Partners Wealth | 38,791 | $1.4M | 0.0% | 1.1% | +0.5% |
| 15 | Cambridge Investment Research Advisors, Inc. | 38,474 | $1,438 | 0.0% | 1.1% | +72.4% |
| 16 | TRUIST FINANCIAL CORP | 38,010 | $1.4M | 0.0% | 1.1% | -29.2% |
| 17 | ENVESTNET ASSET MANAGEMENT INC | 37,409 | $1.4M | 0.0% | 1.1% | -28.7% |
| 18 | FOUNDERS FINANCIAL SECURITIES LLC | 37,226 | $1.4M | 0.1% | 1.1% | -43.9% |
| 19 | Kestra Advisory Services, LLC | 35,934 | $1.3M | 0.0% | 1% | -14.8% |
| 20 | Capital Investment Advisory Services, LLC | 35,029 | $1.3M | 0.1% | 1% | 0.0% |
| 21 | Stratos Wealth Advisors, LLC | 32,415 | $1.2M | 0.1% | 0.9% | -2.9% |
| 22 | Arax Advisory PartnersNEW | 29,396 | $1.1M | 0.0% | 0.9% | new |
| 23 | INDEPENDENT FINANCIAL GROUP, LLC | 27,444 | $1.0M | 0.0% | 0.8% | -47.9% |
| 24 | RAYMOND JAMES FINANCIAL INC | 26,437 | $987,686 | 0.0% | 0.8% | -0.5% |
| 25 | IFP Advisors, Inc | 25,617 | $957,051 | 0.0% | 0.7% | -6.2% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.