Who owns Principal Capital Appreciation Select ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of LCAP from SEC Form 13F filings across 16 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 16 institutions disclosed 60.6M shares of Principal Capital Appreciation Select ETF worth $2.01B — about 5538.5% of shares outstanding; the largest disclosed holder is PRINCIPAL FINANCIAL GROUP INC. Source: SEC Form 13F filings, parsed by EvidInvest.
16
13F holders
$2.01B
value, 2026 filers
5538.5%
of shares outstanding (60.6M sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of LCAP's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 48.6M | $1.61B | 0.8% | 4439.4% | +1573.5% |
| 2 | PRINCIPAL SECURITIES, INC. | 5.8M | $192.3M | 2.3% | 530.6% | +20.4% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 5.7M | $190.4M | 0.0% | 525.4% | +20.1% |
| 4 | NewEdge Advisors, LLCNEW | 270,115 | $9.0M | 0.0% | 24.7% | new |
| 5 | AMERIPRISE FINANCIAL INCNEW | 66,357 | $2.2M | 0.0% | 6.1% | new |
| 6 | MORGAN STANLEY | 37,799 | $1.3M | 0.0% | 3.5% | -37.5% |
| 7 | GOLDMAN SACHS GROUP INCNEW | 34,054 | $1.1M | 0.0% | 3.1% | new |
| 8 | LPL Financial LLCNEW | 26,866 | $890,339 | 0.0% | 2.5% | new |
| 9 | Simplicity Wealth,LLC | 16,397 | $543,397 | 0.0% | 1.5% | +4.1% |
| 10 | JANE STREET GROUP, LLC | 13,105 | $434,300 | 0.0% | 1.2% | -60.5% |
| 11 | JPMORGAN CHASE & CONEW | 4,162 | $136,638 | 0.0% | 0.4% | new |
| 12 | CoreCap Advisors, LLC | 1,733 | $57,432 | 0.0% | 0.2% | 0.0% |
| 13 | CITIGROUP INCNEW | 513 | $17,001 | 0.0% | 0% | new |
| 14 | Integrated Wealth Concepts LLCNEW | 480 | $15,907 | 0.0% | 0% | new |
| 15 | Pinnacle Bancorp, Inc. | 220 | $7,291 | 0.0% | 0% | +29.4% |
| 16 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 50 | $1,657 | 0.0% | 0% | +100.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.