Who owns First Trust Indxx Innovative Transaction & Process ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of LEGR from SEC Form 13F filings across 65 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 65 institutions disclosed 879,616 shares of First Trust Indxx Innovative Transaction & Process ETF worth $54.3M — about 44.8% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
65
13F holders
$54.3M
value, 2026 filers
44.8%
of shares outstanding (879,616 sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of LEGR's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 139,661 | $9.0M | 0.0% | 7.1% | -6.0% |
| 2 | Financial Engines Advisors L.L.C. | 107,185 | $6.9M | 0.0% | 5.5% | -0.9% |
| 3 | KINGSWOOD WEALTH ADVISORS, LLC | 92,542 | $5.9M | 0.2% | 4.7% | +50.5% |
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 68,429 | $4.4M | 0.0% | 3.5% | -29.6% |
| 5 | RAYMOND JAMES FINANCIAL INC | 61,087 | $3.9M | 0.0% | 3.1% | -2.7% |
| 6 | Steward Partners Investment Advisory, LLC | 44,502 | $2.9M | 0.0% | 2.3% | +34.6% |
| 7 | BANK OF AMERICA CORP /DE/ | 36,518 | $2.3M | 0.0% | 1.9% | -0.4% |
| 8 | JANE STREET GROUP, LLCNEW | 30,386 | $2.0M | 0.0% | 1.5% | new |
| 9 | FLOW TRADERS U.S. LLCNEW | 26,349 | $1,693 | 0.1% | 1.3% | new |
| 10 | BENJAMIN EDWARDS INC | 25,402 | $1.6M | 0.0% | 1.3% | -0.2% |
| 11 | FIRST TRUST ADVISORS LP | 22,816 | $1.5M | 0.0% | 1.2% | +0.6% |
| 12 | OSAIC HOLDINGS, INC. | 19,115 | $1.2M | 0.0% | 1% | +3.2% |
| 13 | Vontobel Holding Ltd. | 18,000 | $1.2M | 0.0% | 0.9% | 0.0% |
| 14 | OPPENHEIMER ASSET MANAGEMENT INC. | 16,015 | $1.0M | 0.0% | 0.8% | -0.4% |
| 15 | Equitable Holdings, Inc. | 13,704 | $880,453 | 0.0% | 0.7% | -1.4% |
| 16 | FLPUTNAM INVESTMENT MANAGEMENT CO | 12,995 | $834,927 | 0.0% | 0.7% | -21.6% |
| 17 | COMMONWEALTH EQUITY SERVICES, LLC | 12,730 | $817,930 | 0.0% | 0.6% | -4.6% |
| 18 | AMERIPRISE FINANCIAL INC | 12,354 | $793,770 | 0.0% | 0.6% | -62.7% |
| 19 | FLAGSTAR SECURITIES, INC | 12,162 | $781,413 | 0.2% | 0.6% | +0.9% |
| 20 | WealthCare Investment Partners, LLC | 10,763 | $691,543 | 0.2% | 0.5% | +0.1% |
| 21 | CRUX WEALTH ADVISORS | 10,460 | $672,056 | 0.2% | 0.5% | +137.3% |
| 22 | HighTower Advisors, LLC | 9,269 | $595,530 | 0.0% | 0.5% | +0.8% |
| 23 | Cambridge Investment Research Advisors, Inc. | 7,972 | $512 | 0.0% | 0.4% | -24.3% |
| 24 | Belpointe Asset Management LLC | 6,547 | $420,644 | 0.0% | 0.3% | 0.0% |
| 25 | STIFEL FINANCIAL CORP | 6,367 | $409,079 | 0.0% | 0.3% | +58.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.