Who owns AllianzIM U.S. Equity Buffer10 Mar ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of MART from SEC Form 13F filings across 22 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 22 institutions disclosed 495,433 shares of AllianzIM U.S. Equity Buffer10 Mar ETF worth $14.9M — about 68.8% of shares outstanding; the largest disclosed holder is Cambridge Investment Research Advisors, Inc.. Source: SEC Form 13F filings, parsed by EvidInvest.
22
13F holders
$14.9M
value, 2026 filers
68.8%
of shares outstanding (495,433 sh)
3
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of MART's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Cambridge Investment Research Advisors, Inc. | 135,736 | $5,691 | 0.0% | 18.8% | +3.9% |
| 2 | OSAIC HOLDINGS, INC. | 80,653 | $3.4M | 0.0% | 11.2% | +23.3% |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | 65,277 | $2.7M | 0.0% | 9.1% | -3.8% |
| 4 | LPL Financial LLC | 46,356 | $1.9M | 0.0% | 6.4% | -3.5% |
| 5 | Nvest Financial, LLC | 33,526 | $1.4M | 0.4% | 4.7% | -7.3% |
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 30,903 | $1.3M | 0.0% | 4.3% | +148.6% |
| 7 | RAYMOND JAMES FINANCIAL INC | 18,608 | $780,213 | 0.0% | 2.6% | -0.3% |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 15,213 | $637,864 | 0.0% | 2.1% | +14.3% |
| 9 | HARBOUR INVESTMENTS, INC. | 14,714 | $616,942 | 0.0% | 2% | -6.6% |
| 10 | Cetera Investment Advisers | 10,046 | $421,218 | 0.0% | 1.4% | -0.1% |
| 11 | Kestra Advisory Services, LLC | 9,685 | $406,081 | 0.0% | 1.3% | -16.7% |
| 12 | Cypress Wealth Services, LLC | 7,198 | $301,804 | 0.0% | 1% | 0.0% |
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,640 | $236,479 | 0.0% | 0.8% | +14.7% |
| 14 | Focus Financial Network, Inc. | 5,339 | $223,858 | 0.0% | 0.7% | -2.6% |
| 15 | Allianz SE | 5,000 | $209,645 | 0.0% | 0.7% | 0.0% |
| 16 | Innovative Asset Advisors Group, LLCNEW | 4,249 | $178,156 | 0.1% | 0.6% | new |
| 17 | CENTAURUS FINANCIAL, INC. | 4,142 | $174 | 0.0% | 0.6% | -50.0% |
| 18 | ASSETMARK, INC | 2,468 | $103,481 | 0.0% | 0.3% | -2.3% |
| 19 | AE Wealth Management LLC | 300 | $12,578 | 0.0% | 0% | -57.1% |
| 20 | JPMORGAN CHASE & CONEW | 169 | $7,055 | 0.0% | 0% | new |
| 21 | FIDUCIARY FINANCIAL ADVISORSNEW | 141 | $5,912 | 0.0% | 0% | new |
| 22 | IFP Advisors, Inc | 70 | $2,935 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.