Who owns Ballast Small/Mid Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of MGMT from SEC Form 13F filings across 54 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 54 institutions disclosed 2.8M shares of Ballast Small/Mid Cap ETF worth $141.4M — about 80.1% of shares outstanding; the largest disclosed holder is CPC Advisors, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
54
13F holders
$141.4M
value, 2026 filers
80.1%
of shares outstanding (2.8M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of MGMT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | CPC Advisors, LLC | 685,108 | $34.9M | 4.7% | 19.4% | +1.5% |
| 2 | RAYMOND JAMES FINANCIAL INC | 225,715 | $11.5M | 0.0% | 6.4% | +88.7% |
| 3 | Rockefeller Capital Management L.P. | 201,381 | $10.3M | 0.0% | 5.7% | -5.8% |
| 4 | Hedeker Wealth, LLC | 169,432 | $8.6M | 1.6% | 4.8% | +4.4% |
| 5 | Englebert Financial Advisers, LLC | 168,140 | $8.6M | 8.4% | 4.8% | -1.5% |
| 6 | First City Capital Management, Inc. | 150,619 | $7.7M | 3.7% | 4.3% | +3.1% |
| 7 | Weaver Consulting Group | 149,938 | $7.6M | 1.6% | 4.2% | +4.0% |
| 8 | Dakota Wealth Management | 145,061 | $7.4M | 0.1% | 4.1% | -0.3% |
| 9 | Commerce Advisors, LLC | 132,153 | $6.7M | 3.7% | 3.7% | +128.6% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 82,202 | $4.2M | 0.0% | 2.3% | +3.7% |
| 11 | Cape Investment Advisory, Inc. | 81,430 | $4.1M | 1.1% | 2.3% | +0.2% |
| 12 | Thomasville National BankNEW | 70,853 | $3.6M | 0.2% | 2% | new |
| 13 | Waverly Advisors, LLC | 57,215 | $2.9M | 0.0% | 1.6% | -4.3% |
| 14 | Steward Partners Investment Advisory, LLC | 49,148 | $2.5M | 0.0% | 1.4% | -0.3% |
| 15 | HB Wealth Management, LLC | 40,745 | $2.1M | 0.0% | 1.2% | 0.0% |
| 16 | HighTower Advisors, LLC | 40,452 | $2.1M | 0.0% | 1.1% | -49.8% |
| 17 | Argent Trust Co | 38,680 | $2.0M | 0.1% | 1.1% | 0.0% |
| 18 | Janney Montgomery Scott LLC | 35,785 | $1,824 | 0.0% | 1% | +3.5% |
| 19 | CARY STREET PARTNERS FINANCIAL LLCNEW | 27,279 | $1.4M | 0.0% | 0.8% | new |
| 20 | BENJAMIN EDWARDS INC | 26,963 | $1.4M | 0.0% | 0.8% | -0.8% |
| 21 | GTS SECURITIES LLCNEW | 25,495 | $1.3M | 0.0% | 0.7% | new |
| 22 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 24,883 | $1.3M | 0.1% | 0.7% | 0.0% |
| 23 | Heritage Trust Co | 14,886 | $758,590 | 0.1% | 0.4% | +12.1% |
| 24 | Miller Global Investments, LLC | 14,303 | $728,881 | 0.6% | 0.4% | -1.9% |
| 25 | Pure Financial Advisors, LLC | 13,629 | $694,536 | 0.0% | 0.4% | +0.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.