Who owns First Trust Multi-Manager Small Cap Opportunities ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of MMSC from SEC Form 13F filings across 17 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 17 institutions disclosed 1.1M shares of First Trust Multi-Manager Small Cap Opportunities ETF worth $31.7M — about 95% of shares outstanding; the largest disclosed holder is Trinity Legacy Partners, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
17
13F holders
$31.7M
value, 2026 filers
95%
of shares outstanding (1.1M sh)
4
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of MMSC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Trinity Legacy Partners, LLC | 441,921 | $12.3M | 2.5% | 38.3% | -4.0% |
| 2 | MANCHESTER FINANCIAL INC | 230,816 | $6.8M | 1.2% | 20% | -9.3% |
| 3 | Cetera Investment Advisers | 157,170 | $4.6M | 0.0% | 13.6% | +9.2% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 58,941 | $1.7M | 0.0% | 5.1% | +18.8% |
| 5 | Brookwood Investment Group LLC | 47,338 | $1.4M | 0.2% | 4.1% | -14.0% |
| 6 | OSAIC HOLDINGS, INC. | 42,518 | $1.3M | 0.0% | 3.7% | +53.5% |
| 7 | Advisor Resource Council | 35,025 | $1.0M | 0.3% | 3% | +17.5% |
| 8 | Tower Research Capital LLC (TRC) | 25,395 | $750,564 | 0.0% | 2.2% | +11.1% |
| 9 | Tidal Investments LLC | 19,428 | $574,206 | 0.0% | 1.7% | -0.4% |
| 10 | OneDigital Investment Advisors LLCNEW | 12,315 | $363,977 | 0.0% | 1.1% | new |
| 11 | Aptus Capital Advisors, LLC | 8,849 | $261,538 | 0.0% | 0.8% | +90.3% |
| 12 | TRUIST FINANCIAL CORP | 8,345 | $246,641 | 0.0% | 0.7% | -10.5% |
| 13 | Vann Equity Management LLC | 7,681 | $227,017 | 0.1% | 0.7% | -13.7% |
| 14 | ARVEST INVESTMENTS, INC. | 2,035 | $60,145 | 0.0% | 0.2% | +29.1% |
| 15 | UBS Group AGNEW | 129 | $3,813 | 0.0% | 0% | new |
| 16 | VANGUARD ADVISERS INCNEW | 72 | $2,128 | 0.0% | 0% | new |
| 17 | Integrated Wealth Concepts LLCNEW | 18 | $532 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.