Who owns Barings Participation Investors?
Institutional ownership of MPV from SEC Form 13F filings across 27 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
27
13F holders
$26.7M
value, 2026 filers
14.7%
of shares outstanding (1.6M sh)
2
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of MPV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | BENJAMIN EDWARDS INC | 286,600 | $4.8M | 0.0% | 2.7% | +0.7% |
| 2 | MORGAN STANLEY | 282,700 | $4.8M | 0.0% | 2.6% | -1.7% |
| 3 | OSAIC HOLDINGS, INC. | 217,893 | $3.7M | 0.0% | 2% | +10.1% |
| 4 | LPL Financial LLC | 216,417 | $3.6M | 0.0% | 2% | +8.3% |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | 143,906 | $2.4M | 0.0% | 1.3% | +5.2% |
| 6 | Cetera Investment Advisers | 112,614 | $1.9M | 0.0% | 1% | +6.4% |
| 7 | BANK OF AMERICA CORP /DE/ | 49,789 | $838,447 | 0.0% | 0.5% | 0.0% |
| 8 | CALDWELL SUTTER CAPITAL, INC. | 43,755 | $736,834 | 0.3% | 0.4% | 0.0% |
| 9 | JONES FINANCIAL COMPANIES LLLP | 38,704 | $646,744 | 0.0% | 0.4% | -3.0% |
| 10 | RAYMOND JAMES FINANCIAL INC | 31,086 | $523,492 | 0.0% | 0.3% | +1.2% |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 29,514 | $497,016 | 0.0% | 0.3% | -4.8% |
| 12 | NewEdge Advisors, LLC | 29,486 | $496,536 | 0.0% | 0.3% | -5.8% |
| 13 | UBS Group AG | 21,311 | $358,877 | 0.0% | 0.2% | -1.5% |
| 14 | OPPENHEIMER & CO INC | 19,900 | $335,116 | 0.0% | 0.2% | -2.5% |
| 15 | PFG Investments, LLC | 18,218 | $306,788 | 0.0% | 0.2% | +2.2% |
| 16 | Sanctuary Advisors, LLC | 16,968 | $285,741 | 0.0% | 0.2% | 0.0% |
| 17 | MONTAG A & ASSOCIATES INC | 8,500 | $143,140 | 0.0% | 0.1% | 0.0% |
| 18 | WELLS FARGO & COMPANY/MN | 6,896 | $116,124 | 0.0% | 0.1% | +46.4% |
| 19 | MERCER GLOBAL ADVISORS INC /ADVNEW | 3,687 | $62,094 | 0.0% | 0% | new |
| 20 | Keating Financial Advisory Services, Inc. | 3,093 | $52,089 | 0.0% | 0% | +2.2% |
| 21 | ROYAL BANK OF CANADA | 3,000 | $51,000 | 0.0% | 0% | 0.0% |
| 22 | ST GERMAIN D J CO INC | 1,459 | $24,573 | 0.0% | 0% | +2.1% |
| 23 | PFS Partners, LLC | 1,141 | $19,215 | 0.0% | 0% | 0.0% |
| 24 | Rockefeller Capital Management L.P. | 850 | $14,314 | 0.0% | 0% | 0.0% |
| 25 | Atlantic Union Bankshares Corp | 590 | $9,936 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.