Who owns Neuberger Berman Short Duration Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of NBSD from SEC Form 13F filings across 67 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 67 institutions disclosed 17.5M shares of Neuberger Berman Short Duration Income ETF worth $881.6M — about 239.5% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
67
13F holders
$881.6M
value, 2026 filers
239.5%
of shares outstanding (17.5M sh)
10
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of NBSD's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5.2M | $262.4M | 0.0% | 71.3% | +30.2% |
| 2 | LPL Financial LLC | 2.1M | $103.9M | 0.0% | 28.2% | +28.8% |
| 3 | RAYMOND JAMES FINANCIAL INC | 2.0M | $98.7M | 0.0% | 26.8% | +49.0% |
| 4 | NEUBERGER BERMAN GROUP LLC | 1.9M | $95.6M | 0.1% | 26% | -0.3% |
| 5 | BANK OF AMERICA CORP /DE/ | 1.7M | $88.0M | 0.0% | 23.9% | +47.0% |
| 6 | Francis Financial, Inc. | 493,314 | $24.9M | 4.1% | 6.8% | +9.8% |
| 7 | AMERIPRISE FINANCIAL INCNEW | 449,669 | $22.5M | 0.0% | 6.2% | new |
| 8 | Integrated Wealth Concepts LLC | 406,288 | $20.5M | 0.1% | 5.6% | +4.7% |
| 9 | UBS Group AG | 318,934 | $16.1M | 0.0% | 4.4% | +0.9% |
| 10 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 298,048 | $15.1M | 0.0% | 4.1% | -0.6% |
| 11 | Round Rock Advisors LLC | 257,509 | $13.0M | 1.7% | 3.5% | +3.8% |
| 12 | OSAIC HOLDINGS, INC. | 252,485 | $12.8M | 0.0% | 3.5% | +14.7% |
| 13 | JANE STREET GROUP, LLC | 186,121 | $9.4M | 0.0% | 2.6% | +114.1% |
| 14 | COMMONWEALTH EQUITY SERVICES, LLC | 144,714 | $7.3M | 0.0% | 2% | +23.7% |
| 15 | Convergence Financial, LLCNEW | 135,405 | $6.8M | 0.5% | 1.9% | new |
| 16 | Main Street Financial Solutions, LLCNEW | 128,621 | $6.5M | 0.4% | 1.8% | new |
| 17 | JONES FINANCIAL COMPANIES LLLP | 126,218 | $6.4M | 0.0% | 1.7% | +138.2% |
| 18 | Cambridge Investment Research Advisors, Inc. | 103,994 | $5.3M | 0.0% | 1.4% | -1.1% |
| 19 | ROBINSON SMITH WEALTH ADVISORS LLC | 103,592 | $5.2M | 3.1% | 1.4% | -6.4% |
| 20 | YHB Investment Advisors, Inc. | 89,929 | $4.5M | 0.3% | 1.2% | +13.5% |
| 21 | CITADEL ADVISORS LLC | 84,807 | $4.3M | 0.0% | 1.2% | -33.7% |
| 22 | J.W. COLE ADVISORS, INC.NEW | 83,024 | $4.2M | 0.1% | 1.1% | new |
| 23 | HighPoint Advisor Group LLC | 78,269 | $4.0M | 0.1% | 1.1% | -8.9% |
| 24 | Steward Partners Investment Advisory, LLC | 76,297 | $3.9M | 0.0% | 1% | -45.9% |
| 25 | NewEdge Advisors, LLC | 72,279 | $3.7M | 0.0% | 1% | +83.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.