Who owns TrueShares Structured Outcome (November) ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of NOVZ from SEC Form 13F filings across 18 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 18 institutions disclosed 732,813 shares of TrueShares Structured Outcome (November) ETF worth $32.8M — about 169.8% of shares outstanding; the largest disclosed holder is TrueMark Investments, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
18
13F holders
$32.8M
value, 2026 filers
169.8%
of shares outstanding (732,813 sh)
5
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of NOVZ's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | TrueMark Investments, LLC | 584,693 | $27.5M | 3.4% | 135.4% | +166.3% |
| 2 | Valtinson Bruner Financial Planning LLC | 68,693 | $3.2M | 0.8% | 15.9% | +1.6% |
| 3 | WEDBUSH SECURITIES INC | 35,686 | $1,679 | 0.0% | 8.3% | -17.4% |
| 4 | OLD MISSION CAPITAL LLC | 17,433 | $820,144 | 0.0% | 4% | -29.1% |
| 5 | OSAIC HOLDINGS, INC. | 11,969 | $563,186 | 0.0% | 2.8% | -0.2% |
| 6 | LaSalle St. Investment Advisors, LLC | 5,133 | $241,485 | 0.0% | 1.2% | 0.0% |
| 7 | LPL Financial LLCNEW | 4,632 | $217,915 | 0.0% | 1.1% | new |
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,159 | $148,617 | 0.0% | 0.7% | 0.0% |
| 9 | AE Wealth Management LLC | 582 | $27,376 | 0.0% | 0.1% | -25.4% |
| 10 | Arax Advisory Partners | 269 | $12,655 | 0.0% | 0.1% | 0.0% |
| 11 | Elevated Capital Advisors, LLC | 240 | $11,291 | 0.0% | 0.1% | 0.0% |
| 12 | Capital Investment Advisory Services, LLC | 181 | $8,525 | 0.0% | 0% | 0.0% |
| 13 | DHJJ Financial Advisors, Ltd. | 72 | $3,388 | 0.0% | 0% | 0.0% |
| 14 | IFG Advisory, LLCNEW | 24 | $1,129 | 0.0% | 0% | new |
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONEW | 20 | $941 | 0.0% | 0% | new |
| 16 | COMPASS FINANCIAL MANAGEMENT LLCNEW | 11 | $530 | 0.0% | 0% | new |
| 17 | ASSETMARK, INC | 8 | $376 | 0.0% | 0% | 0.0% |
| 18 | Lloyd Advisory Services, LLC.NEW | 8 | $383 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.