Who owns Nuveen Preferred and Income?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of NPFI from SEC Form 13F filings across 21 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 21 institutions disclosed 1.4M shares of Nuveen Preferred and Income worth $35.8M — about 52.9% of shares outstanding; the largest disclosed holder is Berger Financial Group, Inc. Source: SEC Form 13F filings, parsed by EvidInvest.
21
13F holders
$35.8M
value, 2026 filers
52.9%
of shares outstanding (1.4M sh)
4
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of NPFI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Berger Financial Group, Inc | 574,054 | $15.0M | 0.8% | 22% | -0.8% |
| 2 | Astoria Portfolio Advisors LLC. | 182,038 | $4.8M | 0.8% | 7% | +169.5% |
| 3 | Integrated Wealth Concepts LLC | 143,572 | $3.8M | 0.0% | 5.5% | +129.2% |
| 4 | Maia Wealth LLCNEW | 110,372 | $2.9M | 0.4% | 4.2% | new |
| 5 | MBL Wealth, LLC | 83,617 | $2.2M | 0.1% | 3.2% | +543.2% |
| 6 | LPL Financial LLC | 72,768 | $1.9M | 0.0% | 2.8% | +56.5% |
| 7 | JANE STREET GROUP, LLC | 46,183 | $1.2M | 0.0% | 1.8% | +227.6% |
| 8 | Krilogy Financial LLC | 38,000 | $993,658 | 0.0% | 1.5% | -3.3% |
| 9 | ENVESTNET ASSET MANAGEMENT INC | 26,879 | $702,845 | 0.0% | 1% | -13.9% |
| 10 | Jefferies Financial Group Inc. | 26,870 | $702,621 | 0.0% | 1% | +5.6% |
| 11 | Buckley Wealth Management, LLC | 20,936 | $547,455 | 0.1% | 0.8% | +5.0% |
| 12 | MassMutual Private Wealth & Trust, FSB | 13,496 | $352,906 | 0.0% | 0.5% | -0.3% |
| 13 | MML INVESTORS SERVICES, LLC | 10,744 | $280,944 | 0.0% | 0.4% | +22.4% |
| 14 | Arkadios Wealth Advisors | 9,674 | $252,950 | 0.0% | 0.4% | +11.6% |
| 15 | COMMONWEALTH EQUITY SERVICES, LLCNEW | 8,975 | $234,690 | 0.0% | 0.3% | new |
| 16 | Cambridge Investment Research Advisors, Inc. | 8,655 | $226 | 0.0% | 0.3% | +3.3% |
| 17 | Allworth Financial LP | 1,157 | $30,267 | 0.0% | 0% | +1.0% |
| 18 | Steward Partners Investment Advisory, LLC | 500 | $13,074 | 0.0% | 0% | 0.0% |
| 19 | UBS Group AGNEW | 357 | $9,335 | 0.0% | 0% | new |
| 20 | RICHARDSON FINANCIAL SERVICES INC. | 172 | $4,498 | 0.0% | 0% | 0.0% |
| 21 | Truvestments Capital LLCNEW | 141 | $3,687 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.