Who owns AllianzIM U.S. Equity Buffer10 Nov ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of NVBT from SEC Form 13F filings across 26 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 26 institutions disclosed 529,522 shares of AllianzIM U.S. Equity Buffer10 Nov ETF worth $21.0M — about 92.7% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
26
13F holders
$21.0M
value, 2026 filers
92.7%
of shares outstanding (529,522 sh)
3
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of NVBT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 112,774 | $4.5M | 0.0% | 19.7% | +0.1% |
| 2 | LPL Financial LLC | 68,750 | $2.7M | 0.0% | 12% | -17.2% |
| 3 | OSAIC HOLDINGS, INC. | 63,949 | $2.5M | 0.0% | 11.2% | -7.5% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 60,072 | $2.4M | 0.0% | 10.5% | -1.8% |
| 5 | Cetera Investment Advisers | 34,078 | $1.3M | 0.0% | 6% | -11.6% |
| 6 | CITADEL ADVISORS LLC | 20,005 | $792,166 | 0.0% | 3.5% | +1.5% |
| 7 | Grantvest Financial Group LLC | 19,418 | $768,922 | 0.4% | 3.4% | -1.5% |
| 8 | KESTRA PRIVATE WEALTH SERVICES, LLC | 19,379 | $767,377 | 0.0% | 3.4% | 0.0% |
| 9 | OLD MISSION CAPITAL LLCNEW | 14,879 | $589,184 | 0.0% | 2.6% | new |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,171 | $521,551 | 0.0% | 2.3% | -45.6% |
| 11 | Kestra Advisory Services, LLC | 12,739 | $504,424 | 0.0% | 2.2% | -31.2% |
| 12 | Lido Advisors, LLC | 11,345 | $449,239 | 0.0% | 2% | -57.8% |
| 13 | ENVESTNET ASSET MANAGEMENT INC | 11,163 | $442,037 | 0.0% | 2% | +52.3% |
| 14 | Innovative Asset Advisors Group, LLCNEW | 10,959 | $433,959 | 0.2% | 1.9% | new |
| 15 | Sanctuary Advisors, LLC | 10,370 | $410,635 | 0.0% | 1.8% | 0.0% |
| 16 | HARBOUR INVESTMENTS, INC. | 9,812 | $388,540 | 0.0% | 1.7% | -16.6% |
| 17 | CENTAURUS FINANCIAL, INC. | 9,541 | $378,000 | 0.0% | 1.7% | 0.0% |
| 18 | Nvest Financial, LLC | 7,912 | $313,303 | 0.1% | 1.4% | 0.0% |
| 19 | Accurate Wealth Management, LLC | 7,795 | $311,040 | 0.0% | 1.4% | -16.1% |
| 20 | Allianz SE | 5,000 | $197,992 | 0.0% | 0.9% | 0.0% |
| 21 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,806 | $190,310 | 0.0% | 0.8% | 0.0% |
| 22 | Spire Wealth Management | 1,163 | $46,053 | 0.0% | 0.2% | 0.0% |
| 23 | CREATIVE FINANCIAL DESIGNS INC /ADV | 223 | $8,830 | 0.0% | 0% | -16.8% |
| 24 | IFP Advisors, Inc | 100 | $3,960 | 0.0% | 0% | 0.0% |
| 25 | BARCLAYS PLCNEW | 72 | $2,851 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.