Who owns AllianzIM U.S. Equity Buffer20 Nov ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of NVBW from SEC Form 13F filings across 50 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 50 institutions disclosed 2.0M shares of AllianzIM U.S. Equity Buffer20 Nov ETF worth $68.7M — about 75.4% of shares outstanding; the largest disclosed holder is COMMONWEALTH EQUITY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
50
13F holders
$68.7M
value, 2026 filers
75.4%
of shares outstanding (2.0M sh)
9
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of NVBW's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 235,388 | $8.4M | 0.0% | 8.9% | -2.0% |
| 2 | AMERICAN ASSET MANAGEMENT INC. | 227,201 | $8.1M | 6.6% | 8.6% | -1.4% |
| 3 | Allianz SE | 191,778 | $6.8M | 0.1% | 7.2% | +22.7% |
| 4 | OSAIC HOLDINGS, INC. | 177,423 | $6.3M | 0.0% | 6.7% | +9.6% |
| 5 | Kestra Advisory Services, LLC | 164,946 | $5.9M | 0.0% | 6.2% | -6.1% |
| 6 | Cetera Investment Advisers | 163,340 | $5.8M | 0.0% | 6.2% | -20.5% |
| 7 | LPL Financial LLC | 136,236 | $4.9M | 0.0% | 5.1% | -5.4% |
| 8 | RAYMOND JAMES FINANCIAL INC | 104,325 | $3.7M | 0.0% | 3.9% | +1.5% |
| 9 | Castle Rock Wealth Management, LLC | 74,803 | $2.7M | 0.5% | 2.8% | 0.0% |
| 10 | Spire Wealth Management | 65,228 | $2.3M | 0.1% | 2.5% | -1.3% |
| 11 | HARBOUR INVESTMENTS, INC. | 38,305 | $1.4M | 0.0% | 1.4% | -6.7% |
| 12 | Cambridge Investment Research Advisors, Inc. | 38,248 | $1,362 | 0.0% | 1.4% | -50.8% |
| 13 | OLD MISSION CAPITAL LLC | 31,318 | $1.1M | 0.0% | 1.2% | -14.6% |
| 14 | World Investment Advisors | 26,019 | $926,649 | 0.0% | 1% | +6.8% |
| 15 | Tyche Wealth Partners LLC | 24,290 | $865,088 | 0.1% | 0.9% | 0.0% |
| 16 | CENTAURUS FINANCIAL, INC. | 22,879 | $815 | 0.0% | 0.9% | 0.0% |
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22,823 | $812,841 | 0.0% | 0.9% | +175.7% |
| 18 | JIM SAULNIER & ASSOCIATES, LLC | 18,344 | $653,322 | 0.3% | 0.7% | 0.0% |
| 19 | Farther Finance Advisors, LLC | 17,886 | $636,995 | 0.0% | 0.7% | 0.0% |
| 20 | PFG Advisors | 17,361 | $618,312 | 0.0% | 0.7% | -74.6% |
| 21 | Focus Financial Network, Inc. | 16,313 | $580,988 | 0.0% | 0.6% | -1.1% |
| 22 | Joseph P. Lucia & Associates, LLC | 12,719 | $452,987 | 0.1% | 0.5% | 0.0% |
| 23 | IFP Advisors, Inc | 12,266 | $436,854 | 0.0% | 0.5% | 0.0% |
| 24 | CITADEL ADVISORS LLCNEW | 11,762 | $418,904 | 0.0% | 0.4% | new |
| 25 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11,604 | $415,655 | 0.0% | 0.4% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.