Who owns AllianzIM U.S. Equity Buffer10 Oct ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of OCTT from SEC Form 13F filings across 33 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 33 institutions disclosed 870,877 shares of AllianzIM U.S. Equity Buffer10 Oct ETF worth $36.4M — about 72.6% of shares outstanding; the largest disclosed holder is OSAIC HOLDINGS, INC.. Source: SEC Form 13F filings, parsed by EvidInvest.
33
13F holders
$36.4M
value, 2026 filers
72.6%
of shares outstanding (870,877 sh)
3
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of OCTT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | OSAIC HOLDINGS, INC. | 105,009 | $4.9M | 0.0% | 8.8% | -2.5% |
| 2 | Cambridge Investment Research Advisors, Inc. | 90,158 | $4,201 | 0.0% | 7.5% | -3.1% |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | 89,887 | $4.2M | 0.0% | 7.5% | -6.3% |
| 4 | RAYMOND JAMES FINANCIAL INC | 80,730 | $3.8M | 0.0% | 6.7% | -3.1% |
| 5 | Rothschild Wealth LLC | 74,720 | $3.5M | 0.3% | 6.2% | -33.6% |
| 6 | Cetera Investment Advisers | 67,679 | $3.2M | 0.0% | 5.6% | -19.1% |
| 7 | LPL Financial LLC | 65,241 | $3.0M | 0.0% | 5.4% | -9.7% |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 54,596 | $2.5M | 0.0% | 4.5% | +265.4% |
| 9 | Modern Wealth Management, LLC | 49,964 | $2.3M | 0.0% | 4.2% | -44.0% |
| 10 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 35,410 | $1.7M | 0.2% | 3% | -2.1% |
| 11 | MML INVESTORS SERVICES, LLC | 18,362 | $855,661 | 0.0% | 1.5% | -9.8% |
| 12 | OLD MISSION CAPITAL LLC | 16,101 | $750,319 | 0.0% | 1.3% | -20.9% |
| 13 | Sanctuary Advisors, LLC | 14,673 | $683,774 | 0.0% | 1.2% | -2.3% |
| 14 | PANORAMIC INVESTMENT ADVISORS, LLCNEW | 13,250 | $617,461 | 0.3% | 1.1% | new |
| 15 | Bleakley Financial Group, LLC | 12,310 | $573,656 | 0.0% | 1% | 0.0% |
| 16 | Navis Wealth Advisors, LLC | 11,381 | $530,364 | 0.2% | 0.9% | 0.0% |
| 17 | HARBOUR INVESTMENTS, INC. | 8,525 | $397,272 | 0.0% | 0.7% | -15.1% |
| 18 | Strategic Blueprint, LLC | 8,465 | $394,476 | 0.0% | 0.7% | 0.0% |
| 19 | Focus Financial Network, Inc. | 7,715 | $359,525 | 0.0% | 0.6% | 0.0% |
| 20 | Kestra Advisory Services, LLCNEW | 6,407 | $298,572 | 0.0% | 0.5% | new |
| 21 | Patriot Financial Group Insurance Agency, LLC | 6,386 | $297,593 | 0.0% | 0.5% | -50.0% |
| 22 | Mayflower Financial Advisors, LLC | 5,941 | $276,855 | 0.0% | 0.5% | 0.0% |
| 23 | Spire Wealth Management | 5,705 | $265,858 | 0.0% | 0.5% | 0.0% |
| 24 | ENVESTNET ASSET MANAGEMENT INC | 5,682 | $264,778 | 0.0% | 0.5% | +11.7% |
| 25 | Allianz SE | 5,000 | $233,004 | 0.0% | 0.4% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.