Who owns AllianzIM U.S. Equity Buffer20 Oct ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of OCTW from SEC Form 13F filings across 82 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 82 institutions disclosed 7.0M shares of AllianzIM U.S. Equity Buffer20 Oct ETF worth $275.2M — about 90.2% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
82
13F holders
$275.2M
value, 2026 filers
90.2%
of shares outstanding (7.0M sh)
15
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of OCTW's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 2.2M | $90.5M | 0.0% | 28.5% | -2.5% |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | 1.1M | $46.6M | 0.1% | 14.7% | -1.2% |
| 3 | RAYMOND JAMES FINANCIAL INC | 508,418 | $20.8M | 0.0% | 6.6% | +8.8% |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 249,190 | $10.2M | 0.0% | 3.2% | +27.8% |
| 5 | Kestra Advisory Services, LLC | 230,127 | $9.4M | 0.0% | 3% | -5.7% |
| 6 | CENTAURUS FINANCIAL, INC. | 216,813 | $8,870 | 0.0% | 2.8% | -0.7% |
| 7 | Advyzon Investment Management, LLC | 207,260 | $8.5M | 0.6% | 2.7% | +58.1% |
| 8 | OSAIC HOLDINGS, INC. | 189,674 | $7.8M | 0.0% | 2.4% | -3.8% |
| 9 | Cetera Investment Advisers | 184,697 | $7.6M | 0.0% | 2.4% | -6.2% |
| 10 | Allianz SE | 167,279 | $6.8M | 0.1% | 2.2% | +22.6% |
| 11 | Guardian Capital, LLC | 136,626 | $5.6M | 4.6% | 1.8% | +37.3% |
| 12 | Forty-three Eighteen Advisors, LLC | 117,113 | $4.8M | 3.2% | 1.5% | -0.4% |
| 13 | World Investment Advisors | 88,691 | $3.6M | 0.1% | 1.1% | +10.1% |
| 14 | MML INVESTORS SERVICES, LLC | 87,868 | $3.6M | 0.0% | 1.1% | +565.5% |
| 15 | Ausdal Financial Partners, Inc. | 85,533 | $3.5M | 0.1% | 1.1% | +85.0% |
| 16 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 84,833 | $3.5M | 0.4% | 1.1% | -8.1% |
| 17 | Spire Wealth Management | 75,586 | $3.1M | 0.1% | 1% | -4.4% |
| 18 | Elevation Wealth Management LLC | 68,745 | $2.8M | 2.1% | 0.9% | -1.1% |
| 19 | Compass Advisory Group LLC | 66,115 | $2.7M | 0.6% | 0.9% | -2.2% |
| 20 | Elevated Capital Advisors, LLC | 61,179 | $2.5M | 0.7% | 0.8% | -49.4% |
| 21 | Long Island Wealth Management, Inc. | 60,525 | $2.5M | 1.0% | 0.8% | 0.0% |
| 22 | PFG Advisors | 51,697 | $2.1M | 0.1% | 0.7% | -2.3% |
| 23 | Advus Financial Partners, LLCNEW | 51,223 | $2.1M | 0.5% | 0.7% | new |
| 24 | Cambridge Investment Research Advisors, Inc. | 45,558 | $1,864 | 0.0% | 0.6% | -1.8% |
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,556 | $1.6M | 0.0% | 0.5% | +340.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.