Who owns ALPS O'Shares U.S. Small-Cap Quality Dividend ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of OUSM from SEC Form 13F filings across 125 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 125 institutions disclosed 11.6M shares of ALPS O'Shares U.S. Small-Cap Quality Dividend ETF worth $549.5M — about 64% of shares outstanding; the largest disclosed holder is AMERIPRISE FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
125
13F holders
$549.5M
value, 2026 filers
64%
of shares outstanding (11.6M sh)
18
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of OUSM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 1.5M | $71.5M | 0.0% | 8.3% | -4.9% |
| 2 | RAYMOND JAMES FINANCIAL INC | 1.4M | $66.1M | 0.0% | 7.7% | -3.3% |
| 3 | MORGAN STANLEY | 1.3M | $59.9M | 0.0% | 7% | -23.2% |
| 4 | Cetera Investment Advisers | 1.1M | $52.2M | 0.0% | 6.1% | +5.5% |
| 5 | Sanctuary Advisors, LLC | 898,228 | $42.7M | 0.2% | 5% | +2.0% |
| 6 | LPL Financial LLC | 537,450 | $25.5M | 0.0% | 3% | -5.9% |
| 7 | Stonehearth Capital Management, LLC | 377,783 | $18.0M | 6.1% | 2.1% | +2.7% |
| 8 | Thrivent Financial for Lutherans | 306,034 | $14.5M | 0.0% | 1.7% | +3.0% |
| 9 | BANK OF AMERICA CORP /DE/ | 303,822 | $14.4M | 0.0% | 1.7% | -12.1% |
| 10 | WELLS FARGO & COMPANY/MN | 254,059 | $12.1M | 0.0% | 1.4% | -6.7% |
| 11 | UBS Group AG | 234,116 | $11.1M | 0.0% | 1.3% | -55.6% |
| 12 | FSA WEALTH PARTNERS, INC.NEW | 210,010 | $10.0M | 2.5% | 1.2% | new |
| 13 | ROYAL BANK OF CANADA | 191,660 | $9.1M | 0.0% | 1.1% | -15.4% |
| 14 | Mason & Associates Inc | 138,643 | $6.6M | 1.1% | 0.8% | +0.5% |
| 15 | Hamrick Investment Counsel, llc | 135,722 | $6.4M | 4.3% | 0.8% | +14.0% |
| 16 | Steward Partners Investment Advisory, LLC | 129,166 | $6.1M | 0.0% | 0.7% | +552.1% |
| 17 | Park Edge Advisors, LLC | 127,116 | $6.0M | 1.3% | 0.7% | +116.6% |
| 18 | MML INVESTORS SERVICES, LLC | 114,497 | $5.4M | 0.0% | 0.6% | +8.3% |
| 19 | CASTLE WEALTH MANAGEMENT LLC | 105,822 | $5.0M | 1.5% | 0.6% | +0.9% |
| 20 | JONES FINANCIAL COMPANIES LLLP | 101,025 | $4.8M | 0.0% | 0.6% | -4.6% |
| 21 | ENVESTNET ASSET MANAGEMENT INC | 97,113 | $4.6M | 0.0% | 0.5% | -1.2% |
| 22 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 94,447 | $4.5M | 0.0% | 0.5% | -20.1% |
| 23 | LEVEL FOUR ADVISORY SERVICES, LLC | 88,604 | $4.2M | 0.1% | 0.5% | -10.4% |
| 24 | Premier Path Wealth Partners, LLC | 84,732 | $4.0M | 0.5% | 0.5% | +17.0% |
| 25 | STIFEL FINANCIAL CORP | 83,028 | $3.9M | 0.0% | 0.5% | -41.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.