Who owns PBAU?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of PBAU from SEC Form 13F filings across 18 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 18 institutions disclosed 829,648 shares of PBAU worth $26.1M; the largest disclosed holder is PRUDENTIAL FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
18
13F holders
$26.1M
value, 2026 filers
829,648
shares disclosed
2
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of PBAU's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | 482,514 | $15.2M | 0.0% | — | +64.9% |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | 96,541 | $3.0M | 1.2% | — | 0.0% |
| 3 | KINTRA WEALTH, LLC | 47,574 | $1.5M | 0.1% | — | +106.9% |
| 4 | Spire Wealth Management | 46,407 | $1.5M | 0.0% | — | -41.9% |
| 5 | Kestra Advisory Services, LLC | 35,009 | $1.1M | 0.0% | — | 0.0% |
| 6 | AMERICAN ASSET MANAGEMENT INC. | 27,719 | $870,928 | 0.7% | — | -2.4% |
| 7 | Pathstone Holdings, LLCNEW | 17,550 | $551,419 | 0.0% | — | new |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | 14,953 | $469,820 | 0.0% | — | -47.7% |
| 9 | KESTRA PRIVATE WEALTH SERVICES, LLC | 14,020 | $440,507 | 0.0% | — | 0.0% |
| 10 | OLD MISSION CAPITAL LLCNEW | 11,094 | $348,572 | 0.0% | — | new |
| 11 | Blue Water Asset Management | 10,483 | $329,375 | 0.1% | — | 0.0% |
| 12 | Steward Partners Investment Advisory, LLC | 8,053 | $253,024 | 0.0% | — | 0.0% |
| 13 | HARBOUR INVESTMENTS, INC. | 5,559 | $174,663 | 0.0% | — | 0.0% |
| 14 | ROYAL BANK OF CANADA | 4,343 | $136,000 | 0.0% | — | -43.4% |
| 15 | DHJJ Financial Advisors, Ltd. | 3,238 | $101,738 | 0.0% | — | 0.0% |
| 16 | UBS Group AG | 2,786 | $87,536 | 0.0% | — | +46333.3% |
| 17 | PNC Financial Services Group, Inc. | 1,285 | $40,375 | 0.0% | — | +17.1% |
| 18 | Sunrise Financial Services, LLC | 520 | $16,338 | 0.0% | — | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.