Who owns PGIM Laddered Nasdaq-100 Buffer 12 ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of PBQQ from SEC Form 13F filings across 17 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 17 institutions disclosed 1.1M shares of PGIM Laddered Nasdaq-100 Buffer 12 ETF worth $32.1M — about 277.4% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
17
13F holders
$32.1M
value, 2026 filers
277.4%
of shares outstanding (1.1M sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of PBQQ's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 433,812 | $13.7M | 0.0% | 109.5% | +23.0% |
| 2 | AssuredPartners Investment Advisors, LLC | 93,665 | $2.9M | 0.3% | 23.7% | -1.7% |
| 3 | Snowden Capital Advisors LLCNEW | 71,371 | $2.2M | 0.1% | 18% | new |
| 4 | LPL Financial LLCNEW | 64,898 | $2.0M | 0.0% | 16.4% | new |
| 5 | CENTAURUS FINANCIAL, INC. | 63,525 | $2,001 | 0.0% | 16% | +79.6% |
| 6 | Summit Financial, LLCNEW | 60,700 | $1.9M | 0.0% | 15.3% | new |
| 7 | Private Advisor Group, LLCNEW | 55,506 | $1.7M | 0.0% | 14% | new |
| 8 | GREAT VALLEY ADVISOR GROUP, INC. | 43,203 | $1.4M | 0.0% | 10.9% | +295.7% |
| 9 | NewEdge Advisors, LLCNEW | 41,352 | $1.3M | 0.0% | 10.4% | new |
| 10 | Foguth Wealth Management, LLC.NEW | 38,565 | $1.2M | 0.1% | 9.7% | new |
| 11 | Cetera Investment Advisers | 36,321 | $1.1M | 0.0% | 9.2% | +177.5% |
| 12 | OLD MISSION CAPITAL LLC | 32,254 | $1.0M | 0.0% | 8.1% | +243.6% |
| 13 | RED CRANE WEALTH MANAGEMENT, LLC | 18,917 | $595,794 | 0.4% | 4.8% | +166.4% |
| 14 | Cambridge Investment Research Advisors, Inc. | 14,670 | $462 | 0.0% | 3.7% | +32.6% |
| 15 | DHJJ Financial Advisors, Ltd. | 12,734 | $401,058 | 0.1% | 3.2% | +10.7% |
| 16 | JANE STREET GROUP, LLC | 10,222 | $321,942 | 0.0% | 2.6% | -30.6% |
| 17 | INDEPENDENT FINANCIAL GROUP, LLCNEW | 6,884 | $216,812 | 0.0% | 1.7% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.