Who owns AAM Low Duration Preferred and Income Securities ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of PFLD from SEC Form 13F filings across 63 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 63 institutions disclosed 12.1M shares of AAM Low Duration Preferred and Income Securities ETF worth $231.3M — about 56.3% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
63
13F holders
$231.3M
value, 2026 filers
56.3%
of shares outstanding (12.1M sh)
13
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of PFLD's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4.6M | $90.7M | 0.0% | 21.5% | +5.9% |
| 2 | WELLS FARGO & COMPANY/MN | 2.4M | $46.0M | 0.0% | 10.9% | +1.2% |
| 3 | LPL Financial LLC | 688,338 | $13.5M | 0.0% | 3.2% | -0.1% |
| 4 | ROYAL BANK OF CANADA | 454,764 | $8.9M | 0.0% | 2.1% | +1.7% |
| 5 | RAINEY & RANDALL WEALTH ADVISORS INC. | 449,007 | $8.8M | 1.3% | 2.1% | -13.3% |
| 6 | L2 Asset Management, LLC | 412,303 | $8.1M | 0.8% | 1.9% | -42.6% |
| 7 | RAYMOND JAMES FINANCIAL INC | 411,298 | $8.0M | 0.0% | 1.9% | -5.3% |
| 8 | OSAIC HOLDINGS, INC. | 346,806 | $6.8M | 0.0% | 1.6% | +11.8% |
| 9 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 337,381 | $6.6M | 0.0% | 1.6% | -0.1% |
| 10 | Teucrium Investment Advisors, LLC | 237,437 | $4.6M | 4.1% | 1.1% | -11.2% |
| 11 | Gotham Asset Management, LLC | 226,451 | $4.4M | 0.0% | 1.1% | +9.2% |
| 12 | Cambridge Investment Research Advisors, Inc. | 225,154 | $4,402 | 0.0% | 1% | -5.3% |
| 13 | Sound Income Strategies, LLC | 216,644 | $4.2M | 0.2% | 1% | -2.3% |
| 14 | CAPTRUST FINANCIAL ADVISORS | 171,102 | $3.3M | 0.0% | 0.8% | +1.0% |
| 15 | COMMONWEALTH EQUITY SERVICES, LLC | 122,785 | $2.4M | 0.0% | 0.6% | +12.8% |
| 16 | Cetera Investment Advisers | 87,468 | $1.7M | 0.0% | 0.4% | -14.3% |
| 17 | ENVESTNET ASSET MANAGEMENT INC | 66,723 | $1.3M | 0.0% | 0.3% | +28.0% |
| 18 | Janney Montgomery Scott LLC | 60,767 | $1,188 | 0.0% | 0.3% | -9.8% |
| 19 | Bleakley Financial Group, LLC | 56,717 | $1.1M | 0.0% | 0.3% | +24.6% |
| 20 | CITADEL ADVISORS LLC | 56,328 | $1.1M | 0.0% | 0.3% | +1.1% |
| 21 | JANE STREET GROUP, LLC | 48,581 | $949,759 | 0.0% | 0.2% | -54.5% |
| 22 | IFP Advisors, Inc | 48,286 | $943,991 | 0.0% | 0.2% | 0.0% |
| 23 | STIFEL FINANCIAL CORP | 47,837 | $935,223 | 0.0% | 0.2% | -19.9% |
| 24 | INDEPENDENT FINANCIAL GROUP, LLC | 38,067 | $744,210 | 0.0% | 0.2% | +2.3% |
| 25 | KESTRA PRIVATE WEALTH SERVICES, LLC | 36,930 | $721,985 | 0.0% | 0.2% | +0.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.