Who owns PennantPark Floating Rate Capital Ltd.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of PFLT from SEC Form 13F filings across 95 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 95 institutions disclosed 21.4M shares of PennantPark Floating Rate Capital Ltd. worth $157.9M — about 21.6% of shares outstanding; the largest disclosed holder is Sound Income Strategies, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
95
13F holders
$157.9M
value, 2026 filers
21.6%
of shares outstanding (21.4M sh)
19
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of PFLT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Sound Income Strategies, LLC | 5.2M | $39.1M | 1.8% | 5.3% | +5.7% |
| 2 | UBS Group AG | 3.1M | $23.1M | 0.0% | 3.1% | +52.8% |
| 3 | VAN ECK ASSOCIATES CORP | 2.5M | $18.5M | 0.0% | 2.5% | +37.0% |
| 4 | Diameter Capital Partners LP | 1.8M | $13.5M | 1.1% | 1.8% | +8.7% |
| 5 | Invesco Ltd. | 1.8M | $13.4M | 0.0% | 1.8% | -0.6% |
| 6 | Altshuler Shaham Ltd | 1.0M | $7.7M | 0.1% | 1% | 0.0% |
| 7 | Legal & General Group Plc | 810,824 | $6.1M | 0.0% | 0.8% | +6.0% |
| 8 | MORGAN STANLEY | 777,564 | $5.8M | 0.0% | 0.8% | +29.2% |
| 9 | FRANKLIN RESOURCES INCNEW | 584,585 | $4.4M | 0.0% | 0.6% | new |
| 10 | BlackRock, Inc. | 375,781 | $2.8M | 0.0% | 0.4% | -2.4% |
| 11 | Independent Advisor Alliance | 271,050 | $2.0M | 0.0% | 0.3% | +97.1% |
| 12 | OSAIC HOLDINGS, INC. | 245,703 | $1.8M | 0.0% | 0.2% | +13.5% |
| 13 | Cambridge Investment Research Advisors, Inc. | 201,242 | $1,506 | 0.0% | 0.2% | +136.1% |
| 14 | CITADEL ADVISORS LLCNEW | 173,041 | $1.3M | 0.0% | 0.2% | new |
| 15 | Muzinich & Co., Inc. | 172,096 | $1.3M | 0.4% | 0.2% | +0.1% |
| 16 | NewEdge Wealth, LLC | 168,559 | $1.3M | 0.0% | 0.2% | -5.1% |
| 17 | BANK OF AMERICA CORP /DE/ | 164,131 | $1.2M | 0.0% | 0.2% | +198.1% |
| 18 | MILLENNIUM MANAGEMENT LLC | 156,573 | $1.2M | 0.0% | 0.2% | -2.7% |
| 19 | Sumitomo Mitsui Trust Group, Inc. | 147,213 | $1.1M | 0.0% | 0.1% | 0.0% |
| 20 | Krilogy Financial LLC | 123,880 | $926,625 | 0.0% | 0.1% | 0.0% |
| 21 | Tidal Investments LLC | 105,656 | $790,307 | 0.0% | 0.1% | 0.0% |
| 22 | PFG Investments, LLC | 104,583 | $782,280 | 0.0% | 0.1% | -25.6% |
| 23 | Cerity Partners LLC | 87,479 | $654,257 | 0.0% | 0.1% | +1.1% |
| 24 | LPL Financial LLC | 84,883 | $634,927 | 0.0% | 0.1% | -78.8% |
| 25 | HighTower Advisors, LLC | 71,067 | $531,585 | 0.0% | 0.1% | -0.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.