Who owns PhenixFIN Corp?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of PFX from SEC Form 13F filings across 10 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 10 institutions disclosed 311,574 shares of PhenixFIN Corp worth $13.3M — about 16.1% of shares outstanding; the largest disclosed holder is Adalta Capital Management LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
10
13F holders
$13.3M
value, 2026 filers
16.1%
of shares outstanding (311,574 sh)
1
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of PFX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Adalta Capital Management LLC | 176,569 | $7.5M | 3.3% | 9.1% | +0.6% |
| 2 | AMERICAN FINANCIAL GROUP INC | 64,327 | $2.7M | 1.0% | 3.3% | 0.0% |
| 3 | MORGAN STANLEY | 54,462 | $2.3M | 0.0% | 2.8% | -0.9% |
| 4 | Legal & General Group Plc | 15,140 | $655,259 | 0.0% | 0.8% | 0.0% |
| 5 | OSAIC HOLDINGS, INC. | 400 | $17,024 | 0.0% | 0% | 0.0% |
| 6 | Allworth Financial LP | 286 | $12,173 | 0.0% | 0% | 0.0% |
| 7 | WELLS FARGO & COMPANY/MN | 250 | $10,645 | 0.0% | 0% | -0.4% |
| 8 | UBS Group AG | 130 | $5,533 | 0.0% | 0% | -73.4% |
| 9 | IFG Advisory, LLCNEW | 7 | $298 | 0.0% | 0% | new |
| 10 | US BANCORP \DE\ | 3 | $128 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.