Who owns PGIM S&P 500 Max Buffer ETF - November?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of PMNV from SEC Form 13F filings across 4 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 4 institutions disclosed 58,547 shares of PGIM S&P 500 Max Buffer ETF - November worth $1.4M — about 28% of shares outstanding; the largest disclosed holder is JIM SAULNIER & ASSOCIATES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
4
13F holders
$1.4M
value, 2026 filers
28%
of shares outstanding (58,547 sh)
0
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of PMNV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | JIM SAULNIER & ASSOCIATES, LLC | 32,672 | $846,855 | 0.3% | 15.6% | 0.0% |
| 2 | OLD MISSION CAPITAL LLC | 20,482 | $530,889 | 0.0% | 9.8% | -24.0% |
| 3 | CENTAURUS FINANCIAL, INC. | 4,393 | $114 | 0.0% | 2.1% | 0.0% |
| 4 | UBS Group AG | 1,000 | $25,920 | 0.0% | 0.5% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.