Who owns Principal Spectrum Preferred and Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of PQDI from SEC Form 13F filings across 12 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 12 institutions disclosed 3.9M shares of Principal Spectrum Preferred and Income ETF worth $76.1M — about 107.1% of shares outstanding; the largest disclosed holder is PRINCIPAL FINANCIAL GROUP INC. Source: SEC Form 13F filings, parsed by EvidInvest.
12
13F holders
$76.1M
value, 2026 filers
107.1%
of shares outstanding (3.9M sh)
1
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of PQDI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 2.1M | $40.3M | 0.0% | 56.8% | 0.0% |
| 2 | PRINCIPAL SECURITIES, INC. | 813,521 | $15.9M | 0.2% | 22.3% | +0.9% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 808,638 | $15.8M | 0.0% | 22.2% | +1.8% |
| 4 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 135,241 | $2.6M | 0.0% | 3.7% | +36.7% |
| 5 | HARBOR INVESTMENT ADVISORY, LLC | 31,447 | $613,374 | 0.0% | 0.9% | 0.0% |
| 6 | Capital Investment Advisory Services, LLC | 24,980 | $487,235 | 0.0% | 0.7% | 0.0% |
| 7 | JANE STREET GROUP, LLC | 15,393 | $300,240 | 0.0% | 0.4% | -53.0% |
| 8 | OSAIC HOLDINGS, INC. | 2,594 | $50,619 | 0.0% | 0.1% | +1.5% |
| 9 | CoreCap Advisors, LLC | 885 | $17,262 | 0.0% | 0% | 0.0% |
| 10 | Farther Finance Advisors, LLCNEW | 283 | $5,520 | 0.0% | 0% | new |
| 11 | MORGAN STANLEY | 167 | $3,276 | 0.0% | 0% | +16600.0% |
| 12 | ASSETMARK, INC | 44 | $858 | 0.0% | 0% | -50.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.