Who owns Principal Spectrum Preferred Securities Active ETF?
Institutional ownership of PREF from SEC Form 13F filings across 86 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
86
13F holders
$1.29B
value, 2026 filers
87.7%
of shares outstanding (67.9M sh)
12
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of PREF's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 13.4M | $255.5M | 0.1% | 17.3% | +4180.8% |
| 2 | BANK OF AMERICA CORP /DE/ | 11.8M | $225.3M | 0.0% | 15.3% | +0.7% |
| 3 | UBS Group AG | 7.7M | $147.0M | 0.0% | 10% | -0.3% |
| 4 | MORGAN STANLEY | 7.2M | $137.0M | 0.0% | 9.3% | -2.8% |
| 5 | WELLS FARGO & COMPANY/MN | 4.6M | $87.0M | 0.0% | 5.9% | +21.7% |
| 6 | LPL Financial LLC | 3.2M | $61.5M | 0.0% | 4.2% | +3.9% |
| 7 | ROYAL BANK OF CANADA | 3.2M | $60.2M | 0.0% | 4.1% | +1.7% |
| 8 | IFC Advisors LLC | 2.8M | $52.9M | 6.7% | 3.6% | +1.6% |
| 9 | RAYMOND JAMES FINANCIAL INC | 1.9M | $36.6M | 0.0% | 2.5% | +3.4% |
| 10 | AMERIPRISE FINANCIAL INC | 1.9M | $36.2M | 0.0% | 2.5% | -13.5% |
| 11 | PRINCIPAL SECURITIES, INC. | 1.4M | $27.1M | 0.3% | 1.8% | +17.1% |
| 12 | ENVESTNET ASSET MANAGEMENT INC | 1.3M | $24.8M | 0.0% | 1.7% | +20.8% |
| 13 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 633,860 | $12.0M | 0.0% | 0.8% | +5.2% |
| 14 | BENJAMIN EDWARDS INC | 614,837 | $11.7M | 0.1% | 0.8% | -7.2% |
| 15 | Capital Investment Advisory Services, LLC | 397,911 | $7.6M | 0.5% | 0.5% | +418.9% |
| 16 | DAYMARK WEALTH PARTNERS, LLCNEW | 381,019 | $7.3M | 0.2% | 0.5% | new |
| 17 | NewEdge Advisors, LLC | 364,543 | $6.9M | 0.0% | 0.5% | +574.6% |
| 18 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 341,695 | $6.5M | 0.0% | 0.4% | +10.7% |
| 19 | FOCUSED ALPHA, LLC | 296,734 | $5.7M | 1.4% | 0.4% | +114.1% |
| 20 | PSI Advisors, LLC | 280,460 | $5.3M | 1.2% | 0.4% | -1.1% |
| 21 | &PARTNERS | 264,728 | $5.0M | 0.0% | 0.3% | +50.8% |
| 22 | Spartan Wealth Advisory Services LLC | 261,330 | $5.0M | 0.4% | 0.3% | +2.3% |
| 23 | Focus Partners Wealth | 258,990 | $4.9M | 0.0% | 0.3% | -0.5% |
| 24 | Baird Financial Group, Inc. | 258,863 | $4.9M | 0.0% | 0.3% | +7.3% |
| 25 | COMMONWEALTH EQUITY SERVICES, LLC | 253,344 | $4.8M | 0.0% | 0.3% | -8.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.