Who owns Principal U.S. Small-Cap Multi-Factor ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of PSC from SEC Form 13F filings across 104 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 104 institutions disclosed 32.1M shares of Principal U.S. Small-Cap Multi-Factor ETF worth $2.25B — about 183.1% of shares outstanding; the largest disclosed holder is PRINCIPAL FINANCIAL GROUP INC. Source: SEC Form 13F filings, parsed by EvidInvest.
104
13F holders
$2.25B
value, 2026 filers
183.1%
of shares outstanding (32.1M sh)
27
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of PSC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 12.9M | $904.7M | 0.4% | 73.6% | +2.9% |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 2.6M | $184.9M | 0.0% | 15% | -3.6% |
| 3 | PRINCIPAL SECURITIES, INC. | 2.5M | $172.3M | 2.1% | 14% | -3.1% |
| 4 | AMERIPRISE FINANCIAL INC | 2.4M | $166.6M | 0.0% | 13.5% | +7.4% |
| 5 | RAYMOND JAMES FINANCIAL INC | 1.9M | $134.1M | 0.0% | 10.9% | +36.4% |
| 6 | MORGAN STANLEY | 1.8M | $129.5M | 0.0% | 10.5% | +9.2% |
| 7 | WELLS FARGO & COMPANY/MN | 1.4M | $97.1M | 0.0% | 7.9% | +2.5% |
| 8 | LPL Financial LLC | 1.2M | $84.3M | 0.0% | 6.9% | +11.7% |
| 9 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 483,654 | $33.1M | 0.1% | 2.8% | +11.5% |
| 10 | ROYAL BANK OF CANADA | 354,175 | $24.8M | 0.0% | 2% | -12.9% |
| 11 | CIBC Bancorp USA Inc.NEW | 296,591 | $20.7M | 0.0% | 1.7% | new |
| 12 | Bank of New York Mellon CorpNEW | 275,591 | $19.3M | 0.0% | 1.6% | new |
| 13 | TRUIST FINANCIAL CORP | 259,009 | $18.2M | 0.0% | 1.5% | -23.5% |
| 14 | Veracity Capital LLC | 243,029 | $17.0M | 4.6% | 1.4% | +1.9% |
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 235,305 | $16.5M | 0.0% | 1.3% | -6.9% |
| 16 | Hudson Capital Management LLC | 193,743 | $13.6M | 3.3% | 1.1% | -1.5% |
| 17 | STIFEL FINANCIAL CORP | 182,101 | $12.8M | 0.0% | 1% | +1.5% |
| 18 | COMMONWEALTH EQUITY SERVICES, LLC | 178,518 | $12.5M | 0.0% | 1% | -8.1% |
| 19 | PSI Advisors, LLC | 152,856 | $10.7M | 2.5% | 0.9% | +1.5% |
| 20 | First Heartland Consultants, Inc.NEW | 150,760 | $10.6M | 0.7% | 0.9% | new |
| 21 | OSAIC HOLDINGS, INC. | 147,039 | $10.3M | 0.0% | 0.8% | +20.3% |
| 22 | RFG - Bristol Wealth Advisors, LLC | 142,694 | $10.0M | 2.4% | 0.8% | +2.1% |
| 23 | &PARTNERS | 134,933 | $9.5M | 0.0% | 0.8% | -5.9% |
| 24 | Rockefeller Capital Management L.P. | 130,331 | $9.1M | 0.0% | 0.7% | +0.3% |
| 25 | JPMORGAN CHASE & CO | 97,789 | $6.8M | 0.0% | 0.6% | -1.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.