Who owns Principal Value ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of PY from SEC Form 13F filings across 19 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 19 institutions disclosed 5.3M shares of Principal Value ETF worth $286.2M — about 225.3% of shares outstanding; the largest disclosed holder is PRINCIPAL FINANCIAL GROUP INC. Source: SEC Form 13F filings, parsed by EvidInvest.
19
13F holders
$286.2M
value, 2026 filers
225.3%
of shares outstanding (5.3M sh)
5
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of PY's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 2.0M | $108.7M | 0.1% | 85.6% | +2.2% |
| 2 | PRINCIPAL SECURITIES, INC. | 1.6M | $87.2M | 1.1% | 68.7% | +13.3% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 1.5M | $79.3M | 0.0% | 62.4% | +15.9% |
| 4 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 84,270 | $4.6M | 0.0% | 3.6% | +3.7% |
| 5 | LPL Financial LLC | 30,870 | $1.7M | 0.0% | 1.3% | +5.0% |
| 6 | Capital Investment Advisory Services, LLC | 19,141 | $1.0M | 0.1% | 0.8% | -10.3% |
| 7 | Smartleaf Asset Management LLC | 17,237 | $929,957 | 0.0% | 0.7% | 0.0% |
| 8 | GTS SECURITIES LLCNEW | 13,890 | $748,685 | 0.0% | 0.6% | new |
| 9 | Kestra Advisory Services, LLC | 10,265 | $553,274 | 0.0% | 0.4% | -0.4% |
| 10 | TWO SIGMA INVESTMENTS, LPNEW | 9,700 | $522,840 | 0.0% | 0.4% | new |
| 11 | AQR CAPITAL MANAGEMENT LLCNEW | 4,975 | $268,157 | 0.0% | 0.2% | new |
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4,773 | $257,269 | 0.0% | 0.2% | -14.9% |
| 13 | Cetera Investment Advisers | 4,739 | $255,437 | 0.0% | 0.2% | +11.2% |
| 14 | MORGAN STANLEY | 1,368 | $73,741 | 0.0% | 0.1% | +7.7% |
| 15 | Cape Investment Advisory, Inc.NEW | 664 | $35,790 | 0.0% | 0% | new |
| 16 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 187 | $10,071 | 0.0% | 0% | +39.6% |
| 17 | CITIGROUP INCNEW | 66 | $3,557 | 0.0% | 0% | new |
| 18 | FMR LLC | 58 | $3,118 | 0.0% | 0% | +28.9% |
| 19 | OSAIC HOLDINGS, INC. | 3 | $161 | 0.0% | 0% | -99.3% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.