Who owns NEOS Nasdaq-100 High Income ETF?
Institutional ownership of QQQI from SEC Form 13F filings across 256 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
256
13F holders
$1.05B
value, 2026 filers
7.6%
of shares outstanding (19.2M sh)
57
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of QQQI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 3.3M | $188.0M | 0.0% | 1.3% | +52.9% |
| 2 | GOLDMAN SACHS GROUP INC | 1.2M | $70.7M | 0.0% | 0.5% | +31.3% |
| 3 | Merit Financial Group, LLC | 1.1M | $63.5M | 0.4% | 0.4% | +101.9% |
| 4 | ROYAL BANK OF CANADA | 994,260 | $56.5M | 0.0% | 0.4% | +51.8% |
| 5 | Howard Capital Management, LLC | 940,809 | $53.4M | 0.6% | 0.4% | +154.6% |
| 6 | UBS Group AG | 760,789 | $43.2M | 0.0% | 0.3% | +55.5% |
| 7 | Foguth Wealth Management, LLC.NEW | 735,478 | $39.9M | 4.5% | 0.3% | new |
| 8 | INDEPENDENT FINANCIAL GROUP, LLC | 534,418 | $30.3M | 0.6% | 0.2% | -27.4% |
| 9 | RAYMOND JAMES FINANCIAL INC | 510,639 | $29.0M | 0.0% | 0.2% | +86.9% |
| 10 | MML INVESTORS SERVICES, LLC | 480,022 | $27.3M | 0.1% | 0.2% | +114.0% |
| 11 | MADDEN SECURITIES Corp | 454,657 | $25.8M | 7.2% | 0.2% | +6.4% |
| 12 | Capital Investment Advisory Services, LLC | 413,694 | $23.5M | 1.4% | 0.2% | +11.1% |
| 13 | Cambridge Investment Research Advisors, Inc. | 304,032 | $17,266 | 0.0% | 0.1% | +151.8% |
| 14 | Apollon Wealth Management, LLC | 288,095 | $16.4M | 0.2% | 0.1% | +11.9% |
| 15 | ENVESTNET ASSET MANAGEMENT INC | 281,469 | $16.0M | 0.0% | 0.1% | +29.8% |
| 16 | CITADEL ADVISORS LLCNEW | 250,496 | $14.2M | 0.0% | 0.1% | new |
| 17 | Summit Financial, LLC | 242,782 | $13.8M | 0.2% | 0.1% | +19.7% |
| 18 | JANE STREET GROUP, LLCNEW | 240,580 | $13.7M | 0.0% | 0.1% | new |
| 19 | STIFEL FINANCIAL CORP | 236,154 | $13.4M | 0.0% | 0.1% | +50.6% |
| 20 | J.W. COLE ADVISORS, INC. | 207,608 | $11.8M | 0.2% | 0.1% | +274.7% |
| 21 | Baker Avenue Asset Management, LPNEW | 204,151 | $11.6M | 0.2% | 0.1% | new |
| 22 | CHOREO, LLC | 176,990 | $10.1M | 0.1% | 0.1% | +13.9% |
| 23 | COMMONWEALTH EQUITY SERVICES, LLC | 175,214 | $10.0M | 0.0% | 0.1% | +86.2% |
| 24 | PSI Advisors, LLC | 152,021 | $8.6M | 2.0% | 0.1% | +47.1% |
| 25 | Chung Wu Investment Group, LLC | 146,296 | $8.3M | 5.5% | 0.1% | +18.3% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.