Who owns NEOS Nasdaq-100 High Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of QQQI from SEC Form 13F filings across 363 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 363 institutions disclosed 23.5M shares of NEOS Nasdaq-100 High Income ETF worth $1.33B — about 9.3% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
363
13F holders
$1.33B
value, 2026 filers
9.3%
of shares outstanding (23.5M sh)
92
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of QQQI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 3.3M | $188.0M | 0.0% | 1.3% | +52.9% |
| 2 | GOLDMAN SACHS GROUP INC | 1.2M | $70.7M | 0.0% | 0.5% | +31.3% |
| 3 | ROYAL BANK OF CANADA | 994,260 | $56.5M | 0.0% | 0.4% | +51.8% |
| 4 | Howard Capital Management, LLC | 940,809 | $53.4M | 0.6% | 0.4% | +154.6% |
| 5 | UBS Group AG | 760,789 | $43.2M | 0.0% | 0.3% | +55.5% |
| 6 | Foguth Wealth Management, LLC.NEW | 735,478 | $39.9M | 4.5% | 0.3% | new |
| 7 | Merit Financial Group, LLC | 558,944 | $31.7M | 0.2% | 0.2% | +0.9% |
| 8 | INDEPENDENT FINANCIAL GROUP, LLC | 534,418 | $30.3M | 0.6% | 0.2% | +19.6% |
| 9 | RAYMOND JAMES FINANCIAL INC | 510,639 | $29.0M | 0.0% | 0.2% | +86.9% |
| 10 | Second Half Financial Partners, LLC | 499,503 | $28.4M | 11.6% | 0.2% | 0.0% |
| 11 | MML INVESTORS SERVICES, LLC | 480,022 | $27.3M | 0.1% | 0.2% | +114.0% |
| 12 | MADDEN SECURITIES Corp | 454,657 | $25.8M | 7.2% | 0.2% | +6.4% |
| 13 | Capital Investment Advisory Services, LLC | 413,694 | $23.5M | 1.4% | 0.2% | +11.1% |
| 14 | Private Advisor Group, LLC | 328,985 | $18.7M | 0.1% | 0.1% | +58.4% |
| 15 | MBL Wealth, LLC | 292,422 | $16.6M | 1.1% | 0.1% | +5.8% |
| 16 | Apollon Wealth Management, LLC | 288,095 | $16.4M | 0.2% | 0.1% | +11.9% |
| 17 | ENVESTNET ASSET MANAGEMENT INC | 281,469 | $16.0M | 0.0% | 0.1% | +29.8% |
| 18 | URS Advisory LLC | 251,064 | $14.3M | 7.9% | 0.1% | +13.9% |
| 19 | CITADEL ADVISORS LLCNEW | 250,496 | $14.2M | 0.0% | 0.1% | new |
| 20 | Summit Financial, LLC | 242,782 | $13.8M | 0.2% | 0.1% | +19.7% |
| 21 | JANE STREET GROUP, LLCNEW | 240,580 | $13.7M | 0.0% | 0.1% | new |
| 22 | STIFEL FINANCIAL CORP | 236,154 | $13.4M | 0.0% | 0.1% | +50.6% |
| 23 | Aventura Private Wealth, LLC | 229,423 | $13.0M | 4.0% | 0.1% | +58.4% |
| 24 | J.W. COLE ADVISORS, INC. | 207,608 | $11.8M | 0.2% | 0.1% | +274.7% |
| 25 | Baker Avenue Asset Management, LPNEW | 204,151 | $11.6M | 0.2% | 0.1% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.