Who owns SMI 3Fourteen REAL Asset Allocation ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of RAA from SEC Form 13F filings across 15 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 15 institutions disclosed 8.5M shares of SMI 3Fourteen REAL Asset Allocation ETF worth $250.4M — about 41.8% of shares outstanding; the largest disclosed holder is SMI Advisory Services, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
15
13F holders
$250.4M
value, 2026 filers
41.8%
of shares outstanding (8.5M sh)
5
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of RAA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | SMI Advisory Services, LLC | 7.6M | $226.1M | 36.6% | 37.8% | -0.2% |
| 2 | EverSource Wealth Advisors, LLC | 540,869 | $15.9M | 0.5% | 2.7% | +8.3% |
| 3 | Jacobi Capital Management LLC | 60,534 | $1.8M | 0.1% | 0.3% | +97.2% |
| 4 | IFP Advisors, Inc | 51,482 | $1.5M | 0.0% | 0.3% | +0.8% |
| 5 | Brookwood Investment Group LLCNEW | 40,075 | $1.2M | 0.1% | 0.2% | new |
| 6 | JT Stratford LLC | 38,688 | $1.1M | 0.1% | 0.2% | -9.3% |
| 7 | Virtu Financial LLCNEW | 19,420 | $573,000 | 0.0% | 0.1% | new |
| 8 | Straight Path Wealth Management | 18,588 | $548,116 | 0.1% | 0.1% | 0.0% |
| 9 | EP Wealth Advisors, LLC | 18,150 | $535,189 | 0.0% | 0.1% | 0.0% |
| 10 | TCI Wealth Advisors, Inc. | 11,162 | $329,138 | 0.0% | 0.1% | +0.3% |
| 11 | GTS SECURITIES LLCNEW | 10,416 | $307,147 | 0.0% | 0.1% | new |
| 12 | JANE STREET GROUP, LLC | 7,211 | $212,635 | 0.0% | 0% | -81.5% |
| 13 | Blue Trust, Inc.NEW | 3,906 | $115,176 | 0.0% | 0% | new |
| 14 | EVOLUTION WEALTH MANAGEMENT INC. | 2,190 | $64,578 | 0.0% | 0% | 0.0% |
| 15 | UBS Group AGNEW | 1 | $29 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.