Who owns First Trust RiverFront Dynamic Emerging Markets ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of RFEM from SEC Form 13F filings across 35 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 35 institutions disclosed 742,464 shares of First Trust RiverFront Dynamic Emerging Markets ETF worth $58.8M — about 87.4% of shares outstanding; the largest disclosed holder is Ferguson Shapiro LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
35
13F holders
$58.8M
value, 2026 filers
87.4%
of shares outstanding (742,464 sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of RFEM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Ferguson Shapiro LLC | 213,603 | $20.1M | 5.9% | 25.1% | -1.9% |
| 2 | LPL Financial LLC | 119,247 | $11.2M | 0.0% | 14% | +16.7% |
| 3 | Janney Montgomery Scott LLCNEW | 79,888 | $7,503 | 0.0% | 9.4% | new |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 60,193 | $5.7M | 0.0% | 7.1% | -0.3% |
| 5 | Baird Financial Group, Inc. | 40,840 | $3.8M | 0.0% | 4.8% | -10.2% |
| 6 | Cambridge Investment Research Advisors, Inc. | 35,626 | $3,346 | 0.0% | 4.2% | +104.9% |
| 7 | Prospera Financial Services Inc | 33,713 | $3.2M | 0.0% | 4% | -9.0% |
| 8 | TRUIST FINANCIAL CORP | 27,179 | $2.6M | 0.0% | 3.2% | +2.9% |
| 9 | J.W. COLE ADVISORS, INC.NEW | 25,184 | $2.4M | 0.0% | 3% | new |
| 10 | OLD MISSION CAPITAL LLC | 23,573 | $2.2M | 0.0% | 2.8% | +10.4% |
| 11 | MML INVESTORS SERVICES, LLC | 17,925 | $1.7M | 0.0% | 2.1% | +10.1% |
| 12 | Cetera Investment Advisers | 12,539 | $1.2M | 0.0% | 1.5% | -56.1% |
| 13 | RAYMOND JAMES FINANCIAL INC | 12,517 | $1.2M | 0.0% | 1.5% | -13.4% |
| 14 | World Investment Advisors | 11,160 | $916,887 | 0.0% | 1.3% | 0.0% |
| 15 | Keystone Wealth Services, LLC | 7,977 | $749,137 | 0.1% | 0.9% | +6.9% |
| 16 | JANE STREET GROUP, LLC | 5,344 | $501,897 | 0.0% | 0.6% | +102.9% |
| 17 | OSAIC HOLDINGS, INC. | 3,498 | $328,560 | 0.0% | 0.4% | +9.3% |
| 18 | CITADEL ADVISORS LLC | 3,090 | $290,206 | 0.0% | 0.4% | -20.9% |
| 19 | BENJAMIN EDWARDS INC | 2,690 | $252,632 | 0.0% | 0.3% | -9.4% |
| 20 | Triad Wealth Partners, LLC | 2,416 | $226,557 | 0.0% | 0.3% | -50.5% |
| 21 | GAMMA Investing LLC | 1,890 | $177,505 | 0.0% | 0.2% | 0.0% |
| 22 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 853 | $79,158 | 0.0% | 0.1% | 0.0% |
| 23 | REAP Financial Group, LLC | 593 | $55,669 | 0.0% | 0.1% | +1.2% |
| 24 | HARBOUR INVESTMENTS, INC. | 284 | $26,673 | 0.0% | 0% | 0.0% |
| 25 | EVOLUTION WEALTH MANAGEMENT INC. | 159 | $14,933 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.