Who owns Innovator U.S. Small Cap Managed Floor ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of RFLR from SEC Form 13F filings across 35 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 35 institutions disclosed 1.8M shares of Innovator U.S. Small Cap Managed Floor ETF worth $57.6M — about 61.7% of shares outstanding; the largest disclosed holder is ENVESTNET ASSET MANAGEMENT INC. Source: SEC Form 13F filings, parsed by EvidInvest.
35
13F holders
$57.6M
value, 2026 filers
61.7%
of shares outstanding (1.8M sh)
5
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of RFLR's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 307,863 | $10.1M | 0.0% | 10.8% | +38.5% |
| 2 | VanWeelden Wealth Management, LLC | 292,942 | $9.6M | 7.1% | 10.3% | +45.1% |
| 3 | INDEPENDENT FINANCIAL GROUP, LLC | 178,859 | $5.9M | 0.1% | 6.3% | +27.0% |
| 4 | Liberty Atlantic Advisors LLC | 175,150 | $5.8M | 4.1% | 6.1% | +3.8% |
| 5 | Rockefeller Capital Management L.P. | 123,486 | $4.0M | 0.0% | 4.3% | +79.8% |
| 6 | WINNACLE WEALTH LLC | 115,463 | $3.8M | 2.6% | 4.1% | -1.3% |
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 72,083 | $2.4M | 0.0% | 2.5% | +33.2% |
| 8 | OSAIC HOLDINGS, INC. | 50,605 | $1.7M | 0.0% | 1.8% | 0.0% |
| 9 | Arax Advisory Partners | 40,608 | $1.3M | 0.0% | 1.4% | +7.8% |
| 10 | Rothschild Wealth LLC | 38,536 | $1.3M | 0.1% | 1.4% | +9.8% |
| 11 | NewCorp Financial Services, Inc. | 36,556 | $1.2M | 0.9% | 1.3% | +1.3% |
| 12 | CreativeOne Wealth, LLC | 34,027 | $1.1M | 0.0% | 1.2% | -18.6% |
| 13 | Brookstone Capital Management | 32,575 | $1.1M | 0.0% | 1.1% | +329.8% |
| 14 | COMMONWEALTH EQUITY SERVICES, LLC | 29,826 | $977,750 | 0.0% | 1% | +9.8% |
| 15 | Signal Advisors Wealth, LLC | 28,587 | $937,118 | 0.0% | 1% | +35.6% |
| 16 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 27,711 | $902,158 | 0.0% | 1% | +43.0% |
| 17 | Worth Financial Advisory Group, LLCNEW | 22,544 | $739,026 | 0.3% | 0.8% | new |
| 18 | WorthPointe, LLC | 19,680 | $645,140 | 0.2% | 0.7% | +11.3% |
| 19 | Kingsview Wealth Management, LLC | 16,796 | $550,598 | 0.0% | 0.6% | +6.5% |
| 20 | COFG Advisors, LLC | 16,525 | $541,706 | 0.1% | 0.6% | +31.9% |
| 21 | Capital Investment Advisory Services, LLC | 14,614 | $479,069 | 0.0% | 0.5% | +1.0% |
| 22 | SIGNATUREFD, LLC | 12,677 | $415,571 | 0.0% | 0.4% | +0.9% |
| 23 | Farther Finance Advisors, LLC | 12,256 | $401,770 | 0.0% | 0.4% | +112.4% |
| 24 | Chicago Partners Investment Group LLC | 9,618 | $309,961 | 0.0% | 0.3% | +19.7% |
| 25 | Trek Financial, LLCNEW | 7,296 | $239,174 | 0.0% | 0.3% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.