Who owns RiverNorth Opportunities Fund, Inc.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of RIV from SEC Form 13F filings across 59 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 59 institutions disclosed 9.2M shares of RiverNorth Opportunities Fund, Inc. worth $68.0M — about 42.2% of shares outstanding; the largest disclosed holder is SIT INVESTMENT ASSOCIATES INC. Source: SEC Form 13F filings, parsed by EvidInvest.
59
13F holders
$68.0M
value, 2026 filers
42.2%
of shares outstanding (9.2M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of RIV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2.5M | $29,010 | 0.5% | 11.5% | -0.4% |
| 2 | MORGAN STANLEY | 1.9M | $21.8M | 0.0% | 8.6% | -1.3% |
| 3 | Penserra Capital Management LLC | 775,986 | $9,047 | 0.1% | 3.6% | +4.0% |
| 4 | LPL Financial LLC | 595,638 | $6.9M | 0.0% | 2.7% | +11.4% |
| 5 | BANK OF AMERICA CORP /DE/ | 331,846 | $3.9M | 0.0% | 1.5% | +3.0% |
| 6 | WELLS FARGO & COMPANY/MN | 292,223 | $3.4M | 0.0% | 1.3% | +0.3% |
| 7 | Yakira Capital Management, Inc. | 232,717 | $2.7M | 0.8% | 1.1% | -12.9% |
| 8 | Everstar Asset Management, LLC | 213,685 | $2.5M | 1.2% | 1% | +26.8% |
| 9 | ROYAL BANK OF CANADA | 199,892 | $2.3M | 0.0% | 0.9% | -2.6% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 177,189 | $2.1M | 0.0% | 0.8% | +2.6% |
| 11 | RAYMOND JAMES FINANCIAL INC | 169,706 | $2.0M | 0.0% | 0.8% | +183.4% |
| 12 | PRINCIPAL SECURITIES, INC. | 168,674 | $2.0M | 0.0% | 0.8% | +2.8% |
| 13 | Baird Financial Group, Inc. | 118,791 | $1.4M | 0.0% | 0.5% | -3.2% |
| 14 | Tennessee Valley Asset Management Partners | 114,169 | $1.3M | 0.1% | 0.5% | -12.9% |
| 15 | Marks Group Wealth Management, Inc | 107,869 | $1.3M | 0.1% | 0.5% | 0.0% |
| 16 | OSAIC HOLDINGS, INC. | 99,572 | $1.2M | 0.0% | 0.5% | -3.0% |
| 17 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 85,337 | $995,037 | 0.0% | 0.4% | -1.6% |
| 18 | Advisory Solutions Group, LLCNEW | 84,470 | $984,920 | 0.3% | 0.4% | new |
| 19 | NOMURA HOLDINGS INC | 83,864 | $977,854 | 0.0% | 0.4% | 0.0% |
| 20 | Advisor OS, LLC | 71,289 | $831,230 | 0.1% | 0.3% | +20.9% |
| 21 | Opal Wealth Advisors, LLC | 68,882 | $803,165 | 0.2% | 0.3% | +0.4% |
| 22 | Creative PlanningNEW | 68,138 | $794,489 | 0.0% | 0.3% | new |
| 23 | Allworth Financial LP | 66,047 | $770,109 | 0.0% | 0.3% | +2.2% |
| 24 | STIFEL FINANCIAL CORP | 56,867 | $663,071 | 0.0% | 0.3% | -7.8% |
| 25 | OPPENHEIMER & CO INC | 53,779 | $627,063 | 0.0% | 0.2% | +1.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.