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Who owns ROCQWhat ROCQ owns — n/a

Who owns JPMorgan Nasdaq Equity Premium Yield ETF?

Institutional ownership of ROCQ from SEC Form 13F filings across 20 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.

20

13F holders

$144.2M

value, 2026 filers

131%

of shares outstanding (2.5M sh)

18

new positions (2026 filers)

Top institutional holders

ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of ROCQ's shares outstanding

#ManagerSharesValue% of fund% of co.Δ shares QoQ
1JPMORGAN CHASE & CO2.0M$114.4M0.0%104.2%+0.6%
2CARY STREET PARTNERS FINANCIAL LLCNEW244,888$14.1M0.3%12.7%new
3HighTower Advisors, LLCNEW89,099$5.1M0.0%4.6%new
4OLD MISSION CAPITAL LLC43,790$2.5M0.0%2.3%+57.3%
5Sigma Planning CorpNEW24,004$1.4M0.0%1.2%new
6SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW21,114$1.2M0.0%1.1%new
7CARY STREET PARTNERS INVESTMENT ADVISORY LLCNEW20,545$1.2M0.2%1.1%new
8Reyes Financial Architecture, Inc.NEW15,735$907,2800.5%0.8%new
9MML INVESTORS SERVICES, LLCNEW10,150$585,2490.0%0.5%new
10Dynamic Advisor Solutions LLCNEW10,000$576,6000.0%0.5%new
11DAYMARK WEALTH PARTNERS, LLCNEW9,939$573,0830.0%0.5%new
12Advisory Alpha, LLCNEW9,280$535,0850.0%0.5%new
13NICOLET BANKSHARES INCNEW6,886$387,6820.0%0.4%new
14Cetera Investment AdvisersNEW5,176$298,4820.0%0.3%new
15Larson Financial Group LLCNEW3,778$217,8390.0%0.2%new
16EP Wealth Advisors, LLCNEW2,162$124,6610.0%0.1%new
17JONES FINANCIAL COMPANIES LLLPNEW364$20,3450.0%0%new
18Ameritas Investment Partners, Inc.NEW217$12,5040.0%0%new
19SIGNATUREFD, LLCNEW150$8,6490.0%0%new
20WELLS FARGO & COMPANY/MNNEW0$140.0%0%new

Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.

EvidInvest is an independent research and information tool. Figures are calculated from public SEC filings and third-party market data and are provided for informational and educational purposes only. EvidInvest does not provide investment advice, brokerage, or financial services, and is not affiliated with any company it covers. Verify all figures against primary sources before making any decision.