Who owns Rockefeller U.S. Small-Mid Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of RSMC from SEC Form 13F filings across 17 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 17 institutions disclosed 24.2M shares of Rockefeller U.S. Small-Mid Cap ETF worth $699.8M — about 86.8% of shares outstanding; the largest disclosed holder is Rockefeller Capital Management L.P.. Source: SEC Form 13F filings, parsed by EvidInvest.
17
13F holders
$699.8M
value, 2026 filers
86.8%
of shares outstanding (24.2M sh)
4
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of RSMC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Rockefeller Capital Management L.P. | 21.4M | $617.6M | 0.9% | 76.6% | -1.0% |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 1.3M | $36.9M | 0.0% | 4.6% | +2.8% |
| 3 | StoneX Group Inc. | 975,573 | $28.2M | 1.1% | 3.5% | +1.4% |
| 4 | Marble Harbor Investment Counsel, LLC | 123,964 | $3.6M | 0.4% | 0.4% | -4.5% |
| 5 | BRIGHTON JONES LLCNEW | 120,663 | $3.5M | 0.1% | 0.4% | new |
| 6 | Quantinno Capital Management LP | 82,453 | $2.4M | 0.0% | 0.3% | 0.0% |
| 7 | FRANKLIN RESOURCES INC | 63,830 | $1.8M | 0.0% | 0.2% | 0.0% |
| 8 | LPL Financial LLC | 56,938 | $1.6M | 0.0% | 0.2% | +1.2% |
| 9 | JPMORGAN CHASE & CO | 33,538 | $955,605 | 0.0% | 0.1% | -66.2% |
| 10 | Haverford Trust Co | 32,210 | $931,513 | 0.0% | 0.1% | 0.0% |
| 11 | COMMERCE BANK | 21,462 | $620,681 | 0.0% | 0.1% | 0.0% |
| 12 | WELLS FARGO & COMPANY/MNNEW | 18,123 | $524,117 | 0.0% | 0.1% | new |
| 13 | Bank of New York Mellon Corp | 14,647 | $423,591 | 0.0% | 0.1% | -17.0% |
| 14 | FLOW TRADERS U.S. LLCNEW | 9,049 | $262,000 | 0.0% | 0% | new |
| 15 | CITADEL ADVISORS LLCNEW | 8,074 | $233,500 | 0.0% | 0% | new |
| 16 | Clearstead Advisors, LLC | 6,835 | $197,669 | 0.0% | 0% | 0.0% |
| 17 | UBS Group AG | 869 | $25,131 | 0.0% | 0% | +23.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.