Who owns SARATOGA INVESTMENT CORP.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of SAR from SEC Form 13F filings across 48 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 48 institutions disclosed 1.3M shares of SARATOGA INVESTMENT CORP. worth $27.4M — about 8.3% of shares outstanding; the largest disclosed holder is Lido Advisors, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
48
13F holders
$27.4M
value, 2026 filers
8.3%
of shares outstanding (1.3M sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SAR's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Lido Advisors, LLC | 181,518 | $4.0M | 0.0% | 1.1% | -8.8% |
| 2 | Legal & General Group Plc | 141,229 | $3.2M | 0.0% | 0.9% | +14.9% |
| 3 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 116,012 | $2.6M | 0.2% | 0.7% | +40.8% |
| 4 | LPL Financial LLC | 111,909 | $2.5M | 0.0% | 0.7% | -1.8% |
| 5 | WELLS FARGO & COMPANY/MN | 85,079 | $1.9M | 0.0% | 0.5% | -0.2% |
| 6 | Ethos Financial Group, LLC | 56,533 | $1.3M | 0.1% | 0.3% | +7.0% |
| 7 | Janney Montgomery Scott LLC | 56,157 | $1,253 | 0.0% | 0.3% | +447.6% |
| 8 | BlackRock, Inc. | 53,261 | $1.2M | 0.0% | 0.3% | -2.4% |
| 9 | CITADEL ADVISORS LLC | 50,507 | $1.1M | 0.0% | 0.3% | +116.7% |
| 10 | RAYMOND JAMES FINANCIAL INC | 49,143 | $1.1M | 0.0% | 0.3% | +1.4% |
| 11 | Wealthcare Advisory Partners LLC | 49,141 | $1.1M | 0.0% | 0.3% | -2.8% |
| 12 | Palogic Value Management, L.P. | 46,680 | $1.0M | 0.3% | 0.3% | 0.0% |
| 13 | Cambridge Investment Research Advisors, Inc. | 46,398 | $1,036 | 0.0% | 0.3% | +93.5% |
| 14 | MORGAN STANLEY | 41,713 | $930,617 | 0.0% | 0.3% | +47.5% |
| 15 | Focus Partners Wealth | 31,441 | $701,448 | 0.0% | 0.2% | +13.5% |
| 16 | Focus Financial Network, Inc. | 25,218 | $562,620 | 0.0% | 0.2% | +19.1% |
| 17 | Cetera Investment Advisers | 23,001 | $513,146 | 0.0% | 0.1% | +3.1% |
| 18 | OSAIC HOLDINGS, INC. | 22,747 | $507,484 | 0.0% | 0.1% | +0.2% |
| 19 | ROYAL BANK OF CANADA | 19,238 | $429,000 | 0.0% | 0.1% | +7.2% |
| 20 | TWO SIGMA INVESTMENTS, LP | 17,419 | $388,618 | 0.0% | 0.1% | -68.2% |
| 21 | D.A. DAVIDSON & CO. | 14,895 | $332,323 | 0.0% | 0.1% | -18.6% |
| 22 | AMERIPRISE FINANCIAL INC | 14,782 | $329,775 | 0.0% | 0.1% | -18.5% |
| 23 | COMMONWEALTH EQUITY SERVICES, LLC | 11,122 | $248,140 | 0.0% | 0.1% | -35.3% |
| 24 | DAVIDSON TRUST CO | 11,000 | $245,410 | 0.1% | 0.1% | 0.0% |
| 25 | WEDBUSH SECURITIES INC | 10,200 | $228 | 0.0% | 0.1% | -4.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.