Who owns SARATOGA INVESTMENT CORP.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SAR from SEC Form 13F filings across 58 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 58 institutions disclosed 1.9M shares of SARATOGA INVESTMENT CORP. worth $41.7M — about 11.6% of shares outstanding; the largest disclosed holder is Lido Advisors, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
58
13F holders
$41.7M
value, 2026 filers
11.6%
of shares outstanding (1.9M sh)
4
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SAR's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Lido Advisors, LLC | 181,518 | $4.0M | 0.0% | 1.1% | -8.8% |
| 2 | Private Advisor Group, LLC | 146,681 | $3.3M | 0.0% | 0.9% | -11.2% |
| 3 | Legal & General Group Plc | 141,229 | $3.2M | 0.0% | 0.9% | +14.9% |
| 4 | Hennion & Walsh Asset Management, Inc. | 127,040 | $2.8M | 0.1% | 0.8% | -7.7% |
| 5 | Advisors Asset Management, Inc. | 121,635 | $2.7M | 0.0% | 0.8% | +14.1% |
| 6 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 116,012 | $2.6M | 0.2% | 0.7% | +40.8% |
| 7 | LPL Financial LLC | 111,909 | $2.5M | 0.0% | 0.7% | -1.8% |
| 8 | WELLS FARGO & COMPANY/MN | 85,079 | $1.9M | 0.0% | 0.5% | -0.2% |
| 9 | Ethos Financial Group, LLC | 56,533 | $1.3M | 0.1% | 0.3% | +7.0% |
| 10 | Janney Montgomery Scott LLC | 56,157 | $1.3M | 0.0% | 0.3% | +447.6% |
| 11 | BlackRock, Inc. | 53,261 | $1.2M | 0.0% | 0.3% | -2.4% |
| 12 | CITADEL ADVISORS LLC | 50,507 | $1.1M | 0.0% | 0.3% | +116.7% |
| 13 | RAYMOND JAMES FINANCIAL INC | 49,143 | $1.1M | 0.0% | 0.3% | +1.4% |
| 14 | Wealthcare Advisory Partners LLC | 49,141 | $1.1M | 0.0% | 0.3% | -2.8% |
| 15 | Palogic Value Management, L.P. | 46,680 | $1.0M | 0.3% | 0.3% | 0.0% |
| 16 | Next Level Private LLC | 43,527 | $971,087 | 0.2% | 0.3% | 0.0% |
| 17 | MORGAN STANLEY | 41,713 | $930,617 | 0.0% | 0.3% | +47.5% |
| 18 | JB CAPITAL PARTNERS LP | 33,847 | $737,188 | 0.1% | 0.2% | 0.0% |
| 19 | Focus Partners Wealth | 31,441 | $701,448 | 0.0% | 0.2% | +13.5% |
| 20 | Focus Financial Network, Inc. | 25,218 | $562,620 | 0.0% | 0.2% | +19.1% |
| 21 | XTX Topco Ltd | 24,939 | $556,389 | 0.0% | 0.2% | +147.4% |
| 22 | Cambridge Investment Research Advisors, Inc. | 23,199 | $518,000 | 0.0% | 0.1% | -3.2% |
| 23 | Cetera Investment Advisers | 23,001 | $513,146 | 0.0% | 0.1% | +3.1% |
| 24 | OSAIC HOLDINGS, INC. | 22,747 | $507,484 | 0.0% | 0.1% | +0.2% |
| 25 | GREENWOOD GEARHART LLC | 21,500 | $479,665 | 0.0% | 0.1% | +20.8% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.