Who owns First Trust SMID Cap Rising Dividend Achievers ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SDVY from SEC Form 13F filings across 581 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 581 institutions disclosed 210.8M shares of First Trust SMID Cap Rising Dividend Achievers ETF worth $9.10B — about 81.3% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
581
13F holders
$9.10B
value, 2026 filers
81.3%
of shares outstanding (210.8M sh)
69
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SDVY's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 26.0M | $1.12B | 0.3% | 10% | +4.7% |
| 2 | MORGAN STANLEY | 18.5M | $796.6M | 0.0% | 7.1% | -0.6% |
| 3 | RAYMOND JAMES FINANCIAL INC | 15.4M | $664.0M | 0.2% | 5.9% | +0.4% |
| 4 | WELLS FARGO & COMPANY/MN | 13.3M | $572.0M | 0.1% | 5.1% | +5.0% |
| 5 | BANK OF AMERICA CORP /DE/ | 9.9M | $428.9M | 0.0% | 3.8% | +5.1% |
| 6 | Cetera Investment Advisers | 8.3M | $356.1M | 0.3% | 3.2% | +3.9% |
| 7 | ROYAL BANK OF CANADA | 6.8M | $292.1M | 0.0% | 2.6% | +1.5% |
| 8 | UBS Group AG | 6.7M | $289.6M | 0.0% | 2.6% | +6.8% |
| 9 | Capital Investment Advisors, LLC | 4.7M | $204.1M | 2.7% | 1.8% | +3.4% |
| 10 | HARBOUR INVESTMENTS, INC. | 4.0M | $173.3M | 2.3% | 1.5% | +4.9% |
| 11 | STIFEL FINANCIAL CORP | 3.9M | $170.3M | 0.1% | 1.5% | +0.1% |
| 12 | COMMONWEALTH EQUITY SERVICES, LLC | 3.6M | $157.4M | 0.2% | 1.4% | +5.6% |
| 13 | PARK NATIONAL CORP /OH/ | 3.5M | $152.3M | 4.3% | 1.4% | +1.7% |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 3.4M | $145.0M | 0.0% | 1.3% | -7.2% |
| 15 | OSAIC HOLDINGS, INC. | 3.2M | $139.1M | 0.2% | 1.2% | +14.6% |
| 16 | HighTower Advisors, LLC | 3.2M | $136.5M | 0.1% | 1.2% | +6.4% |
| 17 | TRUIST FINANCIAL CORP | 2.8M | $118.8M | 0.1% | 1.1% | +3.8% |
| 18 | LVZ, Inc. | 2.7M | $116.7M | 11.9% | 1% | +1.1% |
| 19 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2.6M | $111.0M | 0.1% | 1% | +3.0% |
| 20 | Cambridge Investment Research Advisors, Inc. | 2.5M | $106.9M | 0.2% | 1% | -4.6% |
| 21 | JONES FINANCIAL COMPANIES LLLP | 1.8M | $79.2M | 0.0% | 0.7% | +22.2% |
| 22 | BLAIR WILLIAM & CO/IL | 1.8M | $77.3M | 0.2% | 0.7% | +21.0% |
| 23 | Baird Financial Group, Inc. | 1.8M | $75.9M | 0.1% | 0.7% | +4.2% |
| 24 | Kestra Advisory Services, LLC | 1.7M | $73.4M | 0.2% | 0.7% | +2.5% |
| 25 | MML INVESTORS SERVICES, LLC | 1.7M | $72.6M | 0.1% | 0.6% | +23.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.