Who owns First Trust SMID Cap Rising Dividend Achievers ETF?
Institutional ownership of SDVY from SEC Form 13F filings across 341 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
341
13F holders
$7.76B
value, 2026 filers
71.8%
of shares outstanding (186.2M sh)
39
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of SDVY's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 26.0M | $1.12B | 0.3% | 10% | +4.7% |
| 2 | MORGAN STANLEY | 18.5M | $796.6M | 0.0% | 7.1% | -0.6% |
| 3 | RAYMOND JAMES FINANCIAL INC | 15.4M | $664.0M | 0.2% | 5.9% | +0.4% |
| 4 | WELLS FARGO & COMPANY/MN | 13.3M | $572.0M | 0.1% | 5.1% | +5.0% |
| 5 | BANK OF AMERICA CORP /DE/ | 9.9M | $428.9M | 0.0% | 3.8% | +5.1% |
| 6 | Cetera Investment Advisers | 8.3M | $356.1M | 0.3% | 3.2% | +3.9% |
| 7 | ROYAL BANK OF CANADA | 6.8M | $292.1M | 0.0% | 2.6% | +1.5% |
| 8 | UBS Group AG | 6.7M | $289.6M | 0.0% | 2.6% | +6.8% |
| 9 | Cambridge Investment Research Advisors, Inc. | 5.0M | $213,786 | 0.5% | 1.9% | +90.8% |
| 10 | Capital Investment Advisors, LLC | 4.7M | $204.1M | 2.7% | 1.8% | -48.3% |
| 11 | HARBOUR INVESTMENTS, INC. | 4.0M | $173.3M | 2.3% | 1.5% | +4.9% |
| 12 | STIFEL FINANCIAL CORP | 3.9M | $170.3M | 0.1% | 1.5% | +0.1% |
| 13 | COMMONWEALTH EQUITY SERVICES, LLC | 3.6M | $157.4M | 0.2% | 1.4% | +5.6% |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 3.4M | $145.0M | 0.0% | 1.3% | -7.2% |
| 15 | OSAIC HOLDINGS, INC. | 3.2M | $139.1M | 0.2% | 1.2% | +14.6% |
| 16 | HighTower Advisors, LLC | 3.2M | $136.5M | 0.1% | 1.2% | +6.4% |
| 17 | TRUIST FINANCIAL CORP | 2.8M | $118.8M | 0.1% | 1.1% | +3.8% |
| 18 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2.6M | $111.0M | 0.1% | 1% | +3.0% |
| 19 | JONES FINANCIAL COMPANIES LLLP | 1.8M | $79.2M | 0.0% | 0.7% | +22.2% |
| 20 | BLAIR WILLIAM & CO/IL | 1.8M | $77.3M | 0.2% | 0.7% | +21.0% |
| 21 | Baird Financial Group, Inc. | 1.8M | $75.9M | 0.1% | 0.7% | +4.2% |
| 22 | Kestra Advisory Services, LLC | 1.7M | $73.4M | 0.2% | 0.7% | +2.5% |
| 23 | MML INVESTORS SERVICES, LLC | 1.7M | $72.6M | 0.1% | 0.6% | +23.1% |
| 24 | Southern Financial Group, LLCNEW | 1.3M | $56.4M | 14.4% | 0.5% | new |
| 25 | NewEdge Advisors, LLC | 1.2M | $51.7M | 0.2% | 0.5% | +87.2% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.