Who owns AllianzIM U.S. Equity Buffer10 Sep ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of SEPT from SEC Form 13F filings across 27 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 27 institutions disclosed 658,977 shares of AllianzIM U.S. Equity Buffer10 Sep ETF worth $24.7M — about 23.8% of shares outstanding; the largest disclosed holder is COMMONWEALTH EQUITY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
27
13F holders
$24.7M
value, 2026 filers
23.8%
of shares outstanding (658,977 sh)
3
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of SEPT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 260,420 | $9.8M | 0.0% | 9.4% | -30.7% |
| 2 | OSAIC HOLDINGS, INC. | 53,429 | $2.0M | 0.0% | 1.9% | +4.2% |
| 3 | RAYMOND JAMES FINANCIAL INC | 51,678 | $1.9M | 0.0% | 1.9% | -14.2% |
| 4 | LPL Financial LLC | 51,099 | $1.9M | 0.0% | 1.8% | -1.0% |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,584 | $1.5M | 0.0% | 1.4% | +28.9% |
| 6 | OLD MISSION CAPITAL LLC | 35,512 | $1.3M | 0.0% | 1.3% | -0.7% |
| 7 | Nvest Financial, LLC | 28,709 | $1.1M | 0.3% | 1% | +1.4% |
| 8 | Cetera Investment Advisers | 24,323 | $913,085 | 0.0% | 0.9% | -35.6% |
| 9 | AE Wealth Management LLC | 21,149 | $793,933 | 0.0% | 0.8% | -98.4% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 14,280 | $536,071 | 0.0% | 0.5% | -17.1% |
| 11 | INDEPENDENT FINANCIAL GROUP, LLC | 12,360 | $463,994 | 0.0% | 0.4% | -20.1% |
| 12 | Kestra Advisory Services, LLC | 10,095 | $378,966 | 0.0% | 0.4% | -42.7% |
| 13 | HARBOUR INVESTMENTS, INC. | 8,872 | $333,055 | 0.0% | 0.3% | -11.7% |
| 14 | JIM SAULNIER & ASSOCIATES, LLC | 8,559 | $321,305 | 0.1% | 0.3% | -17.9% |
| 15 | GOLDMAN SACHS GROUP INCNEW | 7,922 | $297,392 | 0.0% | 0.3% | new |
| 16 | Sanctuary Advisors, LLC | 7,500 | $281,550 | 0.0% | 0.3% | 0.0% |
| 17 | Focus Financial Network, Inc. | 6,352 | $238,454 | 0.0% | 0.2% | -0.2% |
| 18 | Allianz SE | 5,000 | $187,700 | 0.0% | 0.2% | 0.0% |
| 19 | Farther Finance Advisors, LLC | 4,828 | $181,243 | 0.0% | 0.2% | 0.0% |
| 20 | Elevated Capital Advisors, LLC | 1,951 | $73,241 | 0.0% | 0.1% | -27.5% |
| 21 | IFG Advisory, LLCNEW | 1,707 | $64,081 | 0.0% | 0.1% | new |
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,553 | $58,300 | 0.0% | 0.1% | -3.1% |
| 23 | AdvisorNet Financial, Inc | 1,000 | $37,540 | 0.0% | 0% | 0.0% |
| 24 | IFP Advisors, Inc | 738 | $27,705 | 0.0% | 0% | -6.3% |
| 25 | Lloyd Advisory Services, LLC. | 223 | $8,371 | 0.0% | 0% | -88.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.